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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 16,006 2,293 0.30%
2 ABBOTT LABS 7,185 294 0.04%
3 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
4 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
5 AGNICO EAGLE MINES LTD 84,290 3,228 0.43%
6 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
7 ALLIED NEVADA GOLD UTIL 70,110 264 0.04%
8 AMERICAN EXPRESS CO 2,740 260 0.03%
9 ANADARKO PETE CORP 12,052 1,319 0.18%
10 ANNALY CAP MGMT INC 532,045 6,081 0.81%
11 APACHE CORP 10,000 1,006 0.13%
12 APPLE INC 9,106 846 0.11%
13 ARES CAPITAL CORP 83,190 1,486 0.20%
14 AT&T Inc New 146,367 5,176 0.69%
15 AURICO GOLD INC 101,992 434 0.06%
16 AbbVie Inc 7,185 406 0.05%
17 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
18 Alliance Holdings GP 56,437 3,657 0.49%
19 Alliance Resource LP 4,800 224 0.03%
20 Altria Group, Inc. 5,095 214 0.03%
21 Ameriprise Financial 2,630 316 0.04%
22 BANK AMER CORP 250,901 3,856 0.51%
23 BARNES & NOBLE INC 9,350 213 0.03%
24 BARRICK GOLD CORP 14,220 260 0.03%
25 BED BATH & BEYOND INC 32,075 1,840 0.24%
26 BHP BILLITON LTD 39,000 2,670 0.35%
27 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
28 BLACKROCK DEBT STRAT FD INC 51,522 211 0.03%
29 BLACKROCK INCOME TRUST 15,448 103 0.01%
30 BLACKROCK MUNI INCOME INV QL 38,303 542 0.07%
31 BLACKROCK MUNICIPAL BONDINVEST 10,705 156 0.02%
32 BLACKROCK MUNICIPAL INCOMEINVE 93,335 1,305 0.17%
33 BLACKROCK MUNIYLD INVST QLTY 23,550 316 0.04%
34 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
35 BOEING CO 26,209 3,335 0.44%
36 BP PLC 10,236 540 0.07%
37 BlackRock Enhanced Equity Divi 14,809 124 0.02%
38 CALAMOS CONV OPPORTUNITIES & 27,326 383 0.05%
39 CALAMOS STRATEGIC TOTL RETN 177,704 2,134 0.28%
40 CATERPILLAR INC 3,370 366 0.05%
41 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
42 CHEVRON CORP NEW 26,500 3,460 0.46%
43 CIMAREX ENERGY 2,000 287 0.04%
44 CISCO SYS INC 309,086 7,681 1.02%
45 CLOUGH GLOBAL EQUITY FD COM 23,015 356 0.05%
46 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
47 COACH INC 30,910 1,057 0.14%
48 COCA COLA CO 45,326 1,920 0.26%
49 COHEN & STEERS INFRASTRUCTUR 70,900 1,736 0.23%
50 COMCAST CORP NEW 4,751 255 0.03%
Page 1 of 5
New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
101 Texas Capital Bancshares Inc 22,000 1,269 0.18%
102 TARGA RESOURCES 17,505 1,266 0.18%
103 ANADARKO PETE CORP 12,052 1,223 0.17%
104 MICROCHIP TECHNOLOGY 24,234 1,145 0.16%
105 NUVEEN REAL ESTATE INCOME FD 107,300 1,128 0.16%
106 PowerShares CEF Income Composi 45,210 1,101 0.16%
107 Telstra Corp ADR 46,219 1,075 0.15%
108 PEABODY ENERGY CORP 86,085 1,066 0.15%
109 NUVEEN NORTH CAROLINA QLTY M 82,870 1,064 0.15%
110 CYPRESS SEMICONDUCTOR CORP 107,210 1,059 0.15%
111 WELLS FARGO & CO NEW 20,292 1,053 0.15%
112 DEVON ENERGY CORP NEW 15,020 1,024 0.14%
113 GOLDCORP INC NEW 43,240 996 0.14%
114 APACHE CORP 10,000 939 0.13%
115 NUVEEN TEXAS QLTY MUN INCME 62,976 917 0.13%
116 TC PIPELINES LP 12,600 853 0.12%
117 HARTFORD FINL SVCS GROUP INC 22,192 827 0.12%
118 PAN AMERN SILVER CORP 73,905 811 0.11%
119 VANGUARD INDEX FDS 7,860 796 0.11%
120 SUSSER PETROLEUM PARTNERS LP 13,950 767 0.11%
121 FORT DEARBORN INCOME SECS INC COM 49,904 722 0.10%
122 INTERNATIONAL BUSINESS MACHS 3,750 712 0.10%
123 LEGGETT &PLATT INC 20,000 698 0.10%
124 PROSHARES TR 14,910 691 0.10%
125 PHILLIPS 66 8,074 656 0.09%
126 PENNANTPARK INVT CORP 58,640 640 0.09%
127 SPDR S&P 500 Fund 3,200 630 0.09%
128 PEYTO EXPLORATION & DEV CORP 19,847 627 0.09%
129 VANGUARD INDEX FDS 5,450 603 0.09%
130 REDWOOD TR INC 35,995 597 0.08%
131 PROCTER AND GAMBLE CO 7,117 596 0.08%
132 Freeport-McMoran Inc Cl B 17,939 586 0.08%
133 Hess Corp 6,218 586 0.08%
134 Genworth Financial Inc - Cl A 44,075 577 0.08%
135 STARWOOD PPTY TR INC 26,040 572 0.08%
136 NUVEEN SELECT TAX FREE INCOME 39,084 539 0.08%
137 NUSTAR ENERGY 8,018 529 0.07%
138 ISHARES TR 4,869 508 0.07%
139 DR PEPPER SNAPPLE GROUP INC 7,805 502 0.07%
140 ISHARES TR 4,709 496 0.07%
141 WESTERN ASSET HIGH INCM OPP 84,573 490 0.07%
142 EMERG MKTS INCOME FUND WDTREE 9,911 474 0.07%
143 Hewlett Packard Co 13,372 474 0.07%
144 NUVEEN VIRGINIA QLTY MUNCPL 35,630 469 0.07%
145 BLACKROCK MUNI INCOME INV QL 33,105 468 0.07%
146 KIMBERLY CLARK CORP 4,337 467 0.07%
147 AURICO GOLD INC 132,418 462 0.07%
148 PEPSICO INC 4,840 451 0.06%
149 BP PLC 10,236 450 0.06%
150 VANGUARD INDEX FDS 3,800 446 0.06%
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