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CALAMOS CONV OPPORTUNITIES &
CALAMOS CONV OPPORTUNITIES &. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 78 Institutional holders with a total value of $122,834,851.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MID CONTINENT CAPITAL LLC/IL 1,493,952 20,213,000 16.46%
2 MORGAN STANLEY 1,444,196 19,540,000 15.91%
3 LPL Financial LLC 791,081 10,664,000 8.68%
4 BANK OF AMERICA CORP /DE/ 749,115 10,136,000 8.25%
5 GUGGENHEIM CAPITAL LLC 746,078 10,095,000 8.22%
6 Commonwealth Equity Services, Inc 446,905 6,047,000 4.92%
7 UBS AG 373,863 5,058,000 4.12%
8 First Allied Asset Management, Inc. 248,735 3,301,000 2.69%
9 CENTRAL TRUST Co 236,749 3,203,000 2.61%
10 ROYAL BANK OF CANADA 212,964 2,881,000 2.35%
11 Cetera Advisor Networks LLC 212,719 2,876,000 2.34%
12 STIFEL FINANCIAL CORP 206,381 2,792,000 2.27%
13 Maryland Capital Management 167,485 2,267,000 1.85%
14 Kingfisher Capital LLC 126,083 1,706,000 1.39%
15 Invesco Ltd. 119,151 1,612,000 1.31%
16 First Allied Advisory Services, Inc. 116,371 1,575,000 1.28%
17 Texas Yale Capital Corp. 99,707 1,349,000 1.10%
18 Camelot Portfolios, LLC 89,428 1,210,000 0.99%
19 LVZ, Inc. 78,888 1,067,000 0.87%
20 CITY NATIONAL BANK 74,186 1,004,000 0.82%
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 69,400 939,000 0.76%
22 RAYMOND JAMES & ASSOCIATES 69,085 935,000 0.76%
23 PINNACLE ASSOCIATES LTD 67,998 920,000 0.75%
24 E&G Advisors, LP 67,575 914,000 0.74%
25 NATIONAL PLANNING CORP 54,168 727,000 0.59%
26 AMERICAN INTERNATIONAL GROUP, INC. 51,137 691,878 0.56%
27 Mariner, LLC 49,240 666,000 0.54%
28 HighTower Advisors, LLC 47,697 645,000 0.53%
29 ParenteBeard Wealth Management, LLC 39,886 540,000 0.44%
30 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 36,000 487,000 0.40%
31 WELLS FARGO & COMPANY/MN 35,539 481,000 0.39%
32 PNC FINANCIAL SERVICES GROUP, INC. 35,014 474,000 0.39%
33 Oxbow Advisors, LLC 27,026 366,000 0.30%
34 MSI Financial Services Inc 24,283 329,000 0.27%
35 Estate Counselors, LLC 23,430 317,000 0.26%
36 AmeriServ Wealth Advisors 22,000 298,000 0.24%
37 MONETARY MANAGEMENT GROUP INC 21,608 292,000 0.24%
38 Cambridge Investment Research Advisors, Inc. 20,743 281,000 0.23%
39 ROBINSON CAPITAL MANAGEMENT, LLC 20,419 276,000 0.22%
40 OPPENHEIMER & CO INC 19,138 259,000 0.21%
41 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 16,276 220,000 0.18%
42 Cetera Advisors LLC 15,967 216,000 0.18%
43 Concert Wealth Management Inc. 15,396 209,000 0.17%
44 IFC Holdings Incorporated/FL 14,750 200,000 0.16%
45 Janney Montgomery Scott LLC 14,700 198,891 0.16%
46 INVESTMENT CENTERS OF AMERICA INC 14,256 193,000 0.16%
47 HOLLENCREST CAPITAL MANAGEMENT 13,200 179,000 0.15%
48 SMITH HAYES Advisers, Inc 12,820 173,000 0.14%
49 NEXT Financial Group, Inc 12,743 172,000 0.14%
50 KAYS FINANCIAL ADVISORY CORP /ADV 10,855 147,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.