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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 16,006 2,293 0.30%
2 ABBOTT LABS 7,185 294 0.04%
3 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
4 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
5 AGNICO EAGLE MINES LTD 84,290 3,228 0.43%
6 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
7 ALLIED NEVADA GOLD UTIL 70,110 264 0.04%
8 AMERICAN EXPRESS CO 2,740 260 0.03%
9 ANADARKO PETE CORP 12,052 1,319 0.18%
10 ANNALY CAP MGMT INC 532,045 6,081 0.81%
11 APACHE CORP 10,000 1,006 0.13%
12 APPLE INC 9,106 846 0.11%
13 ARES CAPITAL CORP 83,190 1,486 0.20%
14 AT&T Inc New 146,367 5,176 0.69%
15 AURICO GOLD INC 101,992 434 0.06%
16 AbbVie Inc 7,185 406 0.05%
17 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
18 Alliance Holdings GP 56,437 3,657 0.49%
19 Alliance Resource LP 4,800 224 0.03%
20 Altria Group, Inc. 5,095 214 0.03%
21 Ameriprise Financial 2,630 316 0.04%
22 BANK AMER CORP 250,901 3,856 0.51%
23 BARNES & NOBLE INC 9,350 213 0.03%
24 BARRICK GOLD CORP 14,220 260 0.03%
25 BED BATH & BEYOND INC 32,075 1,840 0.24%
26 BHP BILLITON LTD 39,000 2,670 0.35%
27 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
28 BLACKROCK DEBT STRAT FD INC 51,522 211 0.03%
29 BLACKROCK INCOME TRUST 15,448 103 0.01%
30 BLACKROCK MUNI INCOME INV QL 38,303 542 0.07%
31 BLACKROCK MUNICIPAL BONDINVEST 10,705 156 0.02%
32 BLACKROCK MUNICIPAL INCOMEINVE 93,335 1,305 0.17%
33 BLACKROCK MUNIYLD INVST QLTY 23,550 316 0.04%
34 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
35 BOEING CO 26,209 3,335 0.44%
36 BP PLC 10,236 540 0.07%
37 BlackRock Enhanced Equity Divi 14,809 124 0.02%
38 CALAMOS CONV OPPORTUNITIES & 27,326 383 0.05%
39 CALAMOS STRATEGIC TOTL RETN 177,704 2,134 0.28%
40 CATERPILLAR INC 3,370 366 0.05%
41 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
42 CHEVRON CORP NEW 26,500 3,460 0.46%
43 CIMAREX ENERGY 2,000 287 0.04%
44 CISCO SYS INC 309,086 7,681 1.02%
45 CLOUGH GLOBAL EQUITY FD COM 23,015 356 0.05%
46 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
47 COACH INC 30,910 1,057 0.14%
48 COCA COLA CO 45,326 1,920 0.26%
49 COHEN & STEERS INFRASTRUCTUR 70,900 1,736 0.23%
50 COMCAST CORP NEW 4,751 255 0.03%
Page 1 of 5
New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
151 FOOT LOCKER INC 7,904 440 0.06%
152 GENERAL MLS INC 8,510 429 0.06%
153 BOEING CO 3,365 429 0.06%
154 AbbVie Inc 7,385 427 0.06%
155 Kraft Foods 7,576 427 0.06%
156 PROSPERITY BANCSHARES INC 7,369 421 0.06%
157 KAYNE ANDERSON MLP INVT CO 10,092 412 0.06%
158 VANGUARD WORLD FD 5,200 404 0.06%
159 HALLIBURTON CO 6,155 397 0.06%
160 RUSH ENTERPRISES INC CL A 11,650 390 0.06%
161 PowerShares Preferred 26,730 387 0.05%
162 APPLE INC 3,775 380 0.05%
163 CALAMOS CONV OPPORTUNITIES & 27,026 366 0.05%
164 ALLIED NEVADA GOLD UTIL 108,430 359 0.05%
165 MGIC INVT CORP WIS 45,000 351 0.05%
166 UNION PAC CORP 3,200 347 0.05%
167 Valero Energy Corp. 7,455 345 0.05%
168 CATERPILLAR INC 3,370 334 0.05%
169 PROSHARES ULTRASHORT EURO ETF 16,700 333 0.05%
170 Ameriprise Financial 2,700 333 0.05%
171 NICHOLAS-APPLEGATE CONVERTIBLE 36,420 333 0.05%
172 CLOUGH GLOBAL EQUITY FD COM 23,015 330 0.05%
173 ABBOTT LABS 7,385 307 0.04%
174 ROYAL DUTCH SHELL PLC 4,024 306 0.04%
175 FBR & CO 10,180 280 0.04%
176 ORACLE CORPORATION 6,683 256 0.04%
177 COMCAST CORP NEW 4,751 256 0.04%
178 BLACKROCK MUNIYLD INVST QLTY 19,135 255 0.04%
179 EOG Resources Inc 2,564 254 0.04%
180 CIMAREX ENERGY 2,000 253 0.04%
181 STONECASTLE FINL CORP 10,060 253 0.04%
182 DELAWARE INVTS COLO MUN INCO 17,110 250 0.04%
183 Altria Group, Inc. 5,275 242 0.03%
184 AMERICAN EXPRESS CO 2,740 240 0.03%
185 EZCORP INC CL A NON VTG 23,490 233 0.03%
186 BARNES & NOBLE INC 11,725 231 0.03%
187 HANCOCK JOHN PFD INCOME FD 11,370 228 0.03%
188 EATON VANCE OH MUNI INCOME T 16,850 227 0.03%
189 WELLS FARGO MULTI SECTOR INC 16,245 227 0.03%
190 Oaktree Cap Grp Llc 4,300 220 0.03%
191 YUM BRANDS INC 3,026 218 0.03%
192 WAL-MART STORES INC 2,820 216 0.03%
193 PENNEY J C 21,270 214 0.03%
194 BARRICK GOLD CORP 14,220 208 0.03%
195 Center Point Energy Inc 8,500 208 0.03%
196 BERKSHIRE HATHAWAY INC DEL 1 207 0.03%
197 S&P MidCap 400 Spdrs 829 207 0.03%
198 Alliance Resource LP 4,800 206 0.03%
199 XL GROUP PLC 6,091 202 0.03%
200 TOWERSTREAM CORP 134,870 200 0.03%
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