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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 TOOTIE PIE CO LTD 17,300 1 0.00%
2 EME REORGANIZATION UNT 13,487 2 0.00%
3 CROCOTTA ENERGY INC 20,000 88 0.01%
4 LIBERTY ALL STAR EQUITY FD 15,307 92 0.01%
5 BLACKROCK INCOME TRUST 15,448 103 0.01%
6 BlackRock Enhanced Equity Divi 14,809 124 0.02%
7 FRANKLIN UNVL TR 17,900 135 0.02%
8 ROUNDYS INC 25,000 138 0.02%
9 NUVEEN PREM INCOME MUN FD 4 10,936 140 0.02%
10 ZIX CORP 41,000 140 0.02%
11 PETROLEO BRASILEIRO SA PETRO 10,000 146 0.02%
12 FLAHERTY & CRUMRINE PFD INC 10,499 153 0.02%
13 BLACKROCK MUNICIPAL BONDINVEST 10,705 156 0.02%
14 EATON VANCE SENIOR FLOATING RA 11,500 171 0.02%
15 EATON VANCE TAX MANAGED DIVE 14,915 175 0.02%
16 ISHARES SILVER TRUST 10,030 203 0.03%
17 PAR PACIFIC HOLDINGS INC 10,010 203 0.03%
18 National Australia Bank ADR 3,960 204 0.03%
19 Oaktree Cap Grp Llc 4,125 206 0.03%
20 BLACKROCK DEBT STRAT FD INC 51,522 211 0.03%
21 WAL-MART STORES INC 2,820 212 0.03%
22 BARNES & NOBLE INC 9,350 213 0.03%
23 Altria Group, Inc. 5,095 214 0.03%
24 S&P MidCap 400 Spdrs 829 216 0.03%
25 Center Point Energy Inc 8,500 217 0.03%
26 Alliance Resource LP 4,800 224 0.03%
27 EATON VANCE OH MUNI INCOME T 16,850 231 0.03%
28 DELAWARE INVTS COLO MUN INCO 17,110 232 0.03%
29 HANCOCK JOHN PFD INCOME FD 11,370 234 0.03%
30 WELLS FARGO MULTI SECTOR INC 16,245 242 0.03%
31 EAGLE ROCK ENERGY PRTN UNIT 49,340 246 0.03%
32 YUM BRANDS INC 3,026 246 0.03%
33 SEAGATE TECHNOLOGY SHS 4,325 246 0.03%
34 COMCAST CORP NEW 4,751 255 0.03%
35 BARRICK GOLD CORP 14,220 260 0.03%
36 AMERICAN EXPRESS CO 2,740 260 0.03%
37 ALLIED NEVADA GOLD UTIL 70,110 264 0.04%
38 ORACLE CORPORATION 6,683 271 0.04%
39 PROSHARES ULTRASHORT EURO ETF 16,700 285 0.04%
40 CIMAREX ENERGY 2,000 287 0.04%
41 ABBOTT LABS 7,185 294 0.04%
42 EOG Resources Inc 2,564 300 0.04%
43 Ameriprise Financial 2,630 316 0.04%
44 BLACKROCK MUNIYLD INVST QLTY 23,550 316 0.04%
45 UNION PAC CORP 3,200 319 0.04%
46 ROYAL DUTCH SHELL PLC 4,024 331 0.04%
47 TOWERSTREAM CORP 176,950 343 0.05%
48 CLOUGH GLOBAL EQUITY FD COM 23,015 356 0.05%
49 NICHOLAS-APPLEGATE CONVERTIBLE 35,813 358 0.05%
50 CATERPILLAR INC 3,370 366 0.05%
Page 1 of 5
New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
101 Texas Capital Bancshares Inc 22,000 1,269 0.18%
102 TARGA RESOURCES 17,505 1,266 0.18%
103 ANADARKO PETE CORP 12,052 1,223 0.17%
104 MICROCHIP TECHNOLOGY 24,234 1,145 0.16%
105 NUVEEN REAL ESTATE INCOME FD 107,300 1,128 0.16%
106 PowerShares CEF Income Composi 45,210 1,101 0.16%
107 Telstra Corp ADR 46,219 1,075 0.15%
108 PEABODY ENERGY CORP 86,085 1,066 0.15%
109 NUVEEN NORTH CAROLINA QLTY M 82,870 1,064 0.15%
110 CYPRESS SEMICONDUCTOR CORP 107,210 1,059 0.15%
111 WELLS FARGO & CO NEW 20,292 1,053 0.15%
112 DEVON ENERGY CORP NEW 15,020 1,024 0.14%
113 GOLDCORP INC NEW 43,240 996 0.14%
114 APACHE CORP 10,000 939 0.13%
115 NUVEEN TEXAS QLTY MUN INCME 62,976 917 0.13%
116 TC PIPELINES LP 12,600 853 0.12%
117 HARTFORD FINL SVCS GROUP INC 22,192 827 0.12%
118 PAN AMERN SILVER CORP 73,905 811 0.11%
119 VANGUARD INDEX FDS 7,860 796 0.11%
120 SUSSER PETROLEUM PARTNERS LP 13,950 767 0.11%
121 FORT DEARBORN INCOME SECS INC COM 49,904 722 0.10%
122 INTERNATIONAL BUSINESS MACHS 3,750 712 0.10%
123 LEGGETT &PLATT INC 20,000 698 0.10%
124 PROSHARES TR 14,910 691 0.10%
125 PHILLIPS 66 8,074 656 0.09%
126 PENNANTPARK INVT CORP 58,640 640 0.09%
127 SPDR S&P 500 Fund 3,200 630 0.09%
128 PEYTO EXPLORATION & DEV CORP 19,847 627 0.09%
129 VANGUARD INDEX FDS 5,450 603 0.09%
130 REDWOOD TR INC 35,995 597 0.08%
131 PROCTER AND GAMBLE CO 7,117 596 0.08%
132 Freeport-McMoran Inc Cl B 17,939 586 0.08%
133 Hess Corp 6,218 586 0.08%
134 Genworth Financial Inc - Cl A 44,075 577 0.08%
135 STARWOOD PPTY TR INC 26,040 572 0.08%
136 NUVEEN SELECT TAX FREE INCOME 39,084 539 0.08%
137 NUSTAR ENERGY 8,018 529 0.07%
138 ISHARES TR 4,869 508 0.07%
139 DR PEPPER SNAPPLE GROUP INC 7,805 502 0.07%
140 ISHARES TR 4,709 496 0.07%
141 WESTERN ASSET HIGH INCM OPP 84,573 490 0.07%
142 EMERG MKTS INCOME FUND WDTREE 9,911 474 0.07%
143 Hewlett Packard Co 13,372 474 0.07%
144 NUVEEN VIRGINIA QLTY MUNCPL 35,630 469 0.07%
145 BLACKROCK MUNI INCOME INV QL 33,105 468 0.07%
146 KIMBERLY CLARK CORP 4,337 467 0.07%
147 AURICO GOLD INC 132,418 462 0.07%
148 PEPSICO INC 4,840 451 0.06%
149 BP PLC 10,236 450 0.06%
150 VANGUARD INDEX FDS 3,800 446 0.06%
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