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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc. 469,077 38,563 5.12%
2 Kinder Morgan Inc 1,039,182 37,681 5.01%
3 KINDER MORGAN MANAGEMENT LLC 386,565 30,512 4.05%
4 GAMCO GLOBAL GOLD NATURAL RESO 2,337,631 25,667 3.41%
5 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
6 Diamonds Trust Ser I Unit 113,726 19,093 2.54%
7 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
8 EXXON MOBIL CORP 173,050 17,423 2.31%
9 El Paso Partners Pipeline 422,166 15,295 2.03%
10 Goldman Sachs Ser D 735,095 15,003 1.99%
11 Teekay LNG Partners LP 315,263 14,546 1.93%
12 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
13 NUVEEN PREM INCOME MUN FD 940,948 12,787 1.70%
14 NUVEEN PREM INCOME MUN FD 2 905,872 12,537 1.67%
15 TALLGRASS ENERGY PARTNERS LP 300,413 11,656 1.55%
16 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
17 Enbridge Energy Management LLC 307,356 10,834 1.44%
18 NUVEEN MUN OPPTY FD INC 725,533 10,237 1.36%
19 GAMCO NAT RES GOLD & INCOME 866,502 9,982 1.33%
20 MORGAN STANLEY 6.875% PFD FIX 368,080 9,975 1.32%
21 NUVEEN AMT FREE QLTY MUN INC 719,642 9,701 1.29%
22 ENBRIDGE ENERGY PARTNERSL P CO 252,426 9,322 1.24%
23 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
24 WESTPAC BKG CORP 267,408 8,589 1.14%
25 FLAHERTY CRUMRINE PFD SECS 437,422 8,573 1.14%
26 Flaherty and Crumrine Dynamic 354,098 8,343 1.11%
27 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
28 NUVEEN QUALITY MUN FD INC 620,255 8,132 1.08%
29 RYDEX ETF TRUST 105,712 8,109 1.08%
30 GENERAL ELECTRIC CO 304,929 8,014 1.06%
31 Potash Corp Saskatchewan Inc 207,400 7,873 1.05%
32 NEWMONT CORP 306,585 7,800 1.04%
33 CISCO SYS INC 309,086 7,681 1.02%
34 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
35 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
36 HATTERAS FINL CORP COM 362,596 7,183 0.95%
37 MICROSOFT CORP 169,873 7,084 0.94%
38 KINDER MORGAN INC 17WTS EXP 05 2,437,505 6,776 0.90%
39 ENTERPRISE PRODS PARTNERS L 83,917 6,570 0.87%
40 MERCK & CO INC 109,817 6,353 0.84%
41 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
42 ANNALY CAP MGMT INC 532,045 6,081 0.81%
43 NUVEEN SELECT QUALITY MUN FD 413,088 5,725 0.76%
44 SYMANTEC CORP 248,215 5,684 0.75%
45 NUVEEN QUALITY INCOME MUNI FUND 395,184 5,422 0.72%
46 TRANSOCEAN INC NEW F 119,759 5,393 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,990 5,224 0.69%
48 NUVEEN PREMIER MUN INCOME FD COM 379,868 5,178 0.69%
49 AT&T Inc New 146,367 5,176 0.69%
50 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
101 Texas Capital Bancshares Inc 22,000 1,269 0.18%
102 TARGA RESOURCES 17,505 1,266 0.18%
103 ANADARKO PETR 12,052 1,223 0.17%
104 MICROCHIP TECHNOLOGY INC. 24,234 1,145 0.16%
105 NUVEEN REAL ESTATE INCOME FD 107,300 1,128 0.16%
106 PowerShares CEF Income Composi 45,210 1,101 0.16%
107 Telstra Corp ADR 46,219 1,075 0.15%
108 Peabody Energy Corp 86,085 1,066 0.15%
109 NUVEEN NORTH CAROLINA QLTY M 82,870 1,064 0.15%
110 CYPRESS SEMICONDUCTOR CORP 107,210 1,059 0.15%
111 WELLS FARGO CO NEW 20,292 1,053 0.15%
112 Devon Energy Corp 15,020 1,024 0.14%
113 GOLDCORP INC NEW 43,240 996 0.14%
114 APACHE CORP 10,000 939 0.13%
115 NUVEEN TEXAS QLTY MUN INCME 62,976 917 0.13%
116 TC PIPELINES LP 12,600 853 0.12%
117 HARTFORD FINL SVCS GROUP INC 22,192 827 0.12%
118 PAN AMERN SILVER CORP 73,905 811 0.11%
119 VANGUARD INDEX FDS 7,860 796 0.11%
120 SUSSER PETROLEUM PARTNERS LP 13,950 767 0.11%
121 FORT DEARBORN INCOME SECS INC COM 49,904 722 0.10%
122 INTERNATIONAL BUSINESS MACHS 3,750 712 0.10%
123 LEGGETT &PLATT INC 20,000 698 0.10%
124 PROSHARES TR 14,910 691 0.10%
125 PHILLIPS 66 8,074 656 0.09%
126 PENNANTPARK INVT CORP COM 58,640 640 0.09%
127 SPDR S&P 500 Fund 3,200 630 0.09%
128 PEYTO EXPLORATION & DEV CORP 19,847 627 0.09%
129 VANGUARD INDEX FDS 5,450 603 0.09%
130 REDWOOD TR INC 35,995 597 0.08%
131 PROCTER AND GAMBLE CO 7,117 596 0.08%
132 Freeport-McMoran Inc 17,939 586 0.08%
133 Hess Corp 6,218 586 0.08%
134 Genworth Financial Inc - Cl A 44,075 577 0.08%
135 STARWOOD PPTY TR INC 26,040 572 0.08%
136 NUVEEN SELECT TAX FREE INCM 39,084 539 0.08%
137 NUSTAR ENERGY 8,018 529 0.07%
138 ISHARES TR 4,869 508 0.07%
139 DR PEPPER SNAPPLE GROUP INC 7,805 502 0.07%
140 ISHARES TR 4,709 496 0.07%
141 WESTERN ASSET HIGH INCM OPP 84,573 490 0.07%
142 EMERG MKTS EQUITY INCOME FUND 9,911 474 0.07%
143 Hewlett Packard Co 13,372 474 0.07%
144 NUVEEN VIRGINIA QLTY MUNCPL 35,630 469 0.07%
145 BLACKROCK MUNI INCOME INV QL 33,105 468 0.07%
146 KIMBERLY CLARK CORP 4,337 467 0.07%
147 AURICO GOLD INC 132,418 462 0.07%
148 PEPSICO INC 4,840 451 0.06%
149 BP PLC 10,236 450 0.06%
150 VANGUARD INDEX FDS 3,800 446 0.06%
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