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SPDR DOW JONES INDUSTRIAL
SPDR DOW JONES INDUSTRIAL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 23 Institutional holders with a total value of $43,175,981.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 99,559 16,932,000 39.22%
2 Pinnacle Holdings, LLC 43,106 7,330,981 16.98% SH
3 Cetera Advisor Networks LLC 22,029 3,757,000 8.70%
4 Livingston Group Asset Management CO (operating as Southport Capital Management) 13,050 2,219,000 5.14%
5 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 9,948 1,692,000 3.92%
6 Tufton Capital Management 9,734 1,655,000 3.83%
7 Cetera Advisors LLC 8,996 1,528,000 3.54%
8 KCM INVESTMENT ADVISORS LLC 7,355 1,251,000 2.90%
9 Narwhal Capital Management 5,750 978,000 2.27%
10 Veritable, L.P. 5,662 963,000 2.23%
11 GAMBLE JONES INVESTMENT COUNSEL 5,203 926,000 2.14%
12 SOL Capital Management CO 3,375 574,000 1.33%
13 DOWLING & YAHNKE LLC 3,290 560,000 1.30%
14 OARSMAN CAPITAL, INC. 3,243 552,000 1.28%
15 QCI ASSET MANAGEMENT INC/NY 2,545 433,000 1.00%
16 SCHNIEDERS CAPITAL MANAGEMENT LLC 2,274 387,000 0.90%
17 Detwiler Fenton Investment Management LLC 2,000 340,000 0.79%
18 PARSONS CAPITAL MANAGEMENT INC/RI 1,918 326,000 0.76%
19 CIM, LLC 1,870 318,000 0.74%
20 Benchmark Capital Advisors 1,475 251,000 0.58%
21 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 776 132,000 0.31%
22 Vigilant Capital Management, LLC 320 54,000 0.13%
23 MSF Capital, LLC 100 17,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.