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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc. 469,077 38,563 5.12%
2 Kinder Morgan Inc 1,039,182 37,681 5.01%
3 KINDER MORGAN MANAGEMENT LLC 386,565 30,512 4.05%
4 GAMCO GLOBAL GOLD NAT RES & 2,337,631 25,667 3.41%
5 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
6 Diamonds Trust Ser I Unit 113,726 19,093 2.54%
7 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
8 EXXON MOBIL CORP 173,050 17,423 2.31%
9 El Paso Partners Pipeline 422,166 15,295 2.03%
10 Goldman Sachs Ser D 735,095 15,003 1.99%
11 Teekay LNG Partners LP 315,263 14,546 1.93%
12 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
13 NUVEEN PREM INCOME MUN FD 940,948 12,787 1.70%
14 NUVEEN PREM INCOME MUN FD 2 905,872 12,537 1.67%
15 TALLGRASS ENERGY PAR 300,413 11,656 1.55%
16 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
17 Enbridge Energy Management LLC 307,356 10,834 1.44%
18 NUVEEN MUN OPPTY FD INC 725,533 10,237 1.36%
19 GAMCO NAT RES GOLD & INCOME 866,502 9,982 1.33%
20 MORGAN STANLEY 6.875% PFD FIX 368,080 9,975 1.32%
21 NUVEEN AMT FREE QLTY MUN INC 719,642 9,701 1.29%
22 Enbridge Energy Partners LP 252,426 9,322 1.24%
23 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
24 WESTPAC BKG CORP 267,408 8,589 1.14%
25 FLAHERTY CRUMRINE PFD SECS 437,422 8,573 1.14%
26 Flaherty and Crumrine Dynamic 354,098 8,343 1.11%
27 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
28 NUVEEN QUALITY MUN FD INC 620,255 8,132 1.08%
29 RYDEX ETF TRUST 105,712 8,109 1.08%
30 GENERAL ELECTRIC CO 304,929 8,014 1.06%
31 POTASH CORP SASK INC 207,400 7,873 1.05%
32 NEWMONT CORP 306,585 7,800 1.04%
33 CISCO SYS INC 309,086 7,681 1.02%
34 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
35 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
36 HATTERAS FINL CORP COM 362,596 7,183 0.95%
37 MICROSOFT CORP 169,873 7,084 0.94%
38 KINDER MORGAN INC 17WTS EXP 05 2,437,505 6,776 0.90%
39 ENTERPRISE PRODS PARTNERS L 83,917 6,570 0.87%
40 MERCK & CO INC 109,817 6,353 0.84%
41 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
42 ANNALY CAP MGMT INC 532,045 6,081 0.81%
43 NUVEEN SELECT QUALITY MUN FD 413,088 5,725 0.76%
44 SYMANTEC CORP 248,215 5,684 0.75%
45 NUVEEN QUALITY INCOME MUNI FUND 395,184 5,422 0.72%
46 TRANSOCEAN INC NEW F 119,759 5,393 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,990 5,224 0.69%
48 NUVEEN PREMIER MUN INCOME FD COM 379,868 5,178 0.69%
49 AT&T Inc New 146,367 5,176 0.69%
50 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 ZIX CORP 41,000 140 0.02%
2 YUM BRANDS INC 3,026 218 0.03%
3 XL GROUP PLC 6,091 202 0.03%
4 XEROX CORP 196,525 2,600 0.37%
5 Wendy's Co Class A 615,697 5,086 0.72%
6 WESTPAC BKG CORP 268,668 7,552 1.07%
7 WESTERN UN CO 136,870 2,195 0.31%
8 WESTERN ASSET HIGH INCM OPP 84,573 490 0.07%
9 WELLS FARGO MULTI SECTOR INC 16,245 227 0.03%
10 WELLS FARGO & CO NEW 20,292 1,053 0.15%
11 WAL-MART STORES INC 2,820 216 0.03%
12 Verizon Communications Inc 49,628 2,481 0.35%
13 Valero Energy Corp. 7,455 345 0.05%
14 VENTAS INC REIT 41,747 2,586 0.37%
15 VANGUARD WORLD FD 5,200 404 0.06%
16 VANGUARD INDEX FDS 3,800 446 0.06%
17 VANGUARD INDEX FDS 5,450 603 0.09%
18 VANGUARD INDEX FDS 7,860 796 0.11%
19 UNION PAC CORP 3,200 347 0.05%
20 TriState Capital Holdings Inc 19,688 179 0.03%
21 Texas Capital Bancshares Inc 22,000 1,269 0.18%
22 Telstra Corp ADR 46,219 1,075 0.15%
23 Teekay LNG Partners LP 313,057 13,637 1.93%
24 TOWERSTREAM CORP 134,870 200 0.03%
25 TOOTIE PIE CO LTD 17,300 1 0.00%
26 TC PIPELINES LP 12,600 853 0.12%
27 TARGA RESOURCES 17,505 1,266 0.18%
28 TALLGRASS ENERGY PAR 340,344 15,421 2.18%
29 SYMANTEC CORP 251,260 5,907 0.84%
30 SUSSER PETROLEUM PARTNERS LP 13,950 767 0.11%
31 STONECASTLE FINL CORP 10,060 253 0.04%
32 STARWOOD PPTY TR INC 26,040 572 0.08%
33 STAPLES INC 387,006 4,683 0.66%
34 SPDR S&P 500 Fund 3,200 630 0.09%
35 SEVENTY SEVEN ENERGY INC - escrow shares 75,686 1,797 0.25%
36 SENIOR HOUSING PROPERTIES TRUST 606,100 12,680 1.79%
37 SAN JUAN BASIN RTY TR 422,952 8,036 1.14%
38 S&P MidCap 400 Spdrs 829 207 0.03%
39 RYDEX ETF TRUST 106,062 8,038 1.14%
40 RUSH ENTERPRISES INC CL A 11,650 390 0.06%
41 ROYAL DUTCH SHELL PLC 4,024 306 0.04%
42 ROUNDYS INC 25,000 75 0.01%
43 REDWOOD TR INC 35,995 597 0.08%
44 RACKSPACE HOSTING INC 65,800 2,142 0.30%
45 Powershares QQQ Trust 20,515 2,027 0.29%
46 PowerShares Preferred 26,730 387 0.05%
47 PowerShares CEF Income Composi 45,210 1,101 0.16%
48 PROSPERITY BANCSHARES INC 7,369 421 0.06%
49 PROSHARES ULTRASHORT S&P500 ET 103,280 2,548 0.36%
50 PROSHARES ULTRASHORT EURO ETF 16,700 333 0.05%
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