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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
151 GOLDCORP INC NEW 22,852 286 0.06%
152 PENNANTPARK INVT CORP 44,100 285 0.06%
153 ROYAL DUTCH SHELL PLC 5,962 283 0.06%
154 UNION PAC CORP 3,200 283 0.06%
155 CLOUGH GLOBAL EQUITY FD COM 22,154 280 0.06%
156 Altria Group, Inc. 5,028 274 0.06%
157 PAYCHEX INC 4,790 273 0.06%
158 CITIGROUPINC 5,625 272 0.06%
159 DOUBLELINE INCOME SOLUTIONS 15,270 264 0.06%
160 WESTERN ASSET HIGH INCM OPP 55,820 262 0.05%
161 BLACKROCK MUNI INCOME INV QL 18,745 262 0.05%
162 CALAMOS CONV OPPORTUNITIES & 26,484 262 0.05%
163 HERTZ GLOBAL HOLDINGS INC COM 15,510 261 0.05%
164 NCR CORP NEW 11,158 254 0.05%
165 SINCLAIR BROADCAST GROUP INC 10,025 253 0.05%
166 NUVEEN VIRGINIA QLTY MUNCPL 18,585 251 0.05%
167 TriState Capital Holdings Inc 19,688 246 0.05%
168 ARES CAPITAL CORP 16,865 244 0.05%
169 ORACLE CORPORATION 6,744 244 0.05%
170 SCRIPPS NETWORKS INTERACT IN 4,965 238 0.05%
171 Adt Corp 7,630 229 0.05%
172 DISCOVERY COMMUNICATNS NEW 8,770 227 0.05%
173 DELAWARE INVTS COLO MUN INCO 15,760 221 0.05%
174 XL GROUP PLC 6,091 221 0.05%
175 AVIS BUDGET GROUP 5,030 219 0.05%
176 HANCOCK JOHN PFD INCOME FD 11,000 213 0.04%
177 CHICAGO BRIDGE & IRON CO N V 5,260 210 0.04%
178 CIMAREX ENERGY 2,000 205 0.04%
179 UNITED THERAPEUTICS CORP DEL 1,530 204 0.04%
180 EOG Resources Inc 2,794 203 0.04%
181 AMERICAN EXPRESS CO 2,740 203 0.04%
182 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.04%
183 NUVEEN INVESTMENT QUALIT 13,010 193 0.04%
184 Clough Global Allocation Fund 14,213 186 0.04%
185 WELLS FARGO MULTI SECTOR INC 16,135 183 0.04%
186 KKR & CO LP COMMON UNITS 10,330 176 0.04%
187 BARRICK GOLD CORP 27,297 174 0.04%
188 NUVEEN TEXAS QLTY MUN INCME 12,325 168 0.04%
189 EATON VANCE SENIOR FLOATING RA 11,500 152 0.03%
190 EATON VANCE TAX MANAGED DIVE 14,305 147 0.03%
191 LEGACY RESVS LP 35,863 147 0.03%
192 Freeport-McMoran Inc Cl B 15,143 147 0.03%
193 NUVEEN PREM INCOME MUN FD 4 10,936 143 0.03%
194 NUVEEN MUNICIPAL ADVAXXX MANDA 10,579 141 0.03%
195 ISHARES SILVER TRUST 10,030 139 0.03%
196 FLAHERTY & CRUMRINE PFD INC 10,996 138 0.03%
197 Bank of America Corp Warrants Exp 01/16/19 24,035 137 0.03%
198 GREEN BANCORP INC 11,260 131 0.03%
199 BLACKROCK DEBT STRAT FD INC 37,161 124 0.03%
200 ZIX CORP 26,000 109 0.02%
Page 4 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,234,889 26,081 4.29%
3 TALLGRASS ENERGY PAR 526,170 20,673 3.40%
4 TARGA RESOURCES 625,862 18,175 2.99%
5 Oneok Partners LP 555,773 16,262 2.68%
6 EXXON MOBIL CORP 190,303 14,150 2.33%
7 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.17%
8 Kinder Morgan Inc 425,535 11,779 1.94%
9 HATTERAS FINL CORP COM 725,015 10,984 1.81%
10 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
11 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 1.67%
12 MICROSOFT CORP 228,933 10,135 1.67%
13 Flaherty and Crumrine Dynamic 432,982 9,690 1.59%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.43%
15 Enbridge Energy Management LLC 347,727 8,269 1.36%
16 RYDEX ETF TRUST 109,252 8,037 1.32%
17 APPLE INC 72,222 7,970 1.31%
18 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.14%
19 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.08%
20 Enbridge Energy Partners LP 252,617 6,245 1.03%
21 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
22 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 0.98%
23 INVESCO SR INCOME TR 1,379,375 5,766 0.95%
24 GILEAD SCIENCES INC 56,715 5,563 0.92%
25 POPULAR INC COM NEW 179,175 5,416 0.89%
26 AT&T INC 164,781 5,368 0.88%
27 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 0.88%
28 WESTPAC BKG CORP 252,742 5,322 0.88%
29 ENTERPRISE PRODS PARTNERS L 197,960 4,930 0.81%
30 Tortoise MLP Fund 266,787 4,888 0.80%
31 JPMORGAN CHASE & CO 79,700 4,860 0.80%
32 AMC NETWORKS INC CL A 65,800 4,809 0.79%
33 IAC INTERACTIVECORP 73,370 4,793 0.79%
34 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.78%
35 MCCORMICK & CO INC 57,245 4,704 0.77%
36 KKR & CO LP COMMON UNITS 267,567 4,487 0.74%
37 UNDER ARMOUR INC 46,010 4,453 0.73%
38 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
39 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.72%
40 Adt Corp 142,880 4,271 0.70%
41 ALLY FINL INC 206,020 4,192 0.69%
42 CITIGROUPINC 83,666 4,151 0.68%
43 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
44 PAYCHEX INC 68,265 3,897 0.64%
45 Nuveen Build America Bond Oppo 195,337 3,793 0.62%
46 BANK AMER CORP 238,795 3,721 0.61%
47 PLAINS ALL AMERN PIPELINE L 120,728 3,668 0.60%
48 DISCOVERY COMMUNICATNS NEW 136,480 3,557 0.59%
49 NCR CORP NEW 154,705 3,522 0.58%
50 SINCLAIR BROADCAST GROUP INC 137,800 3,489 0.57%
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