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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ZIX CORP 26,000 109 0.02%
2 XL GROUP PLC 6,091 221 0.05%
3 XEROX CORP 199,825 1,944 0.41%
4 WILLIAMS PARTNERS L P NEW 23,390 747 0.16%
5 WESTPAC BKG CORP 47,026 993 0.21%
6 WESTERN UN CO 154,370 2,834 0.59%
7 WESTERN ASSET HIGH INCM OPP 55,820 262 0.05%
8 WELLS FARGO MULTI SECTOR INC 16,135 183 0.04%
9 WELLS FARGO & CO NEW 17,215 884 0.18%
10 Verizon Communications Inc 80,646 3,509 0.73%
11 Valero Energy Corp. 7,455 448 0.09%
12 VISA INC CL A COMMON STOCK 32,940 2,295 0.48%
13 VENTAS INC REIT 40,550 2,273 0.47%
14 VANGUARD WORLD FD 5,200 404 0.08%
15 VANGUARD INDEX FDS 3,800 443 0.09%
16 VANGUARD INDEX FDS 7,860 776 0.16%
17 VANGUARD INDEX FDS 5,450 588 0.12%
18 UNITED THERAPEUTICS CORP DEL 1,530 204 0.04%
19 UNION PAC CORP 3,200 283 0.06%
20 UNDER ARMOUR INC 46,010 4,453 0.93%
21 TriState Capital Holdings Inc 19,688 246 0.05%
22 Tortoise MLP Fund 266,787 4,888 1.02%
23 Texas Capital Bancshares Inc 22,000 1,153 0.24%
24 TYSON FOODS INC 60,750 2,618 0.55%
25 TOWERSTREAM CORP 25,000 27 0.01%
26 TORONTO DOMINION BK ONT 85,935 3,388 0.71%
27 TC PIPELINES LP 12,600 600 0.13%
28 TARGA RESOURCES 625,862 18,175 3.79%
29 TALLGRASS ENERGY PAR 526,170 20,673 4.31%
30 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 1.24%
31 STONECASTLE FINL CORP 97,832 1,646 0.34%
32 STARWOOD PPTY TR INC 22,122 454 0.09%
33 STARWOOD PPTY TR INC 15,000 15 0.00%
34 STARBUCKS CORP 44,050 2,504 0.52%
35 SPDR S&P 500 Fund 3,655 700 0.15%
36 SPDR GOLD TRUST 4,350 465 0.10%
37 SINCLAIR BROADCAST GROUP INC 10,025 253 0.05%
38 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.99%
39 SCRIPPS NETWORKS INTERACT IN 4,965 238 0.05%
40 RYDEX ETF TRUST 109,252 8,037 1.68%
41 RYDEX ETF TRUST 21,125 1,046 0.22%
42 ROYAL DUTCH SHELL PLC 5,962 283 0.06%
43 REDWOOD TR INC 29,991 415 0.09%
44 Powershares QQQ Trust 6,660 678 0.14%
45 PowerShares Preferred 25,900 378 0.08%
46 PowerShares CEF Income Composi 45,545 956 0.20%
47 PROSPERITY BANCSHARES INC 7,369 362 0.08%
48 PROSHARES TR 15,773 733 0.15%
49 PROCTER AND GAMBLE CO 20,232 1,455 0.30%
50 POTASH CORP SASK INC 55,770 1,146 0.24%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,234,889 26,081 4.29%
3 TALLGRASS ENERGY PAR 526,170 20,673 3.40%
4 TARGA RESOURCES 625,862 18,175 2.99%
5 Oneok Partners LP 555,773 16,262 2.68%
6 EXXON MOBIL CORP 190,303 14,150 2.33%
7 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.17%
8 Kinder Morgan Inc 425,535 11,779 1.94%
9 HATTERAS FINL CORP COM 725,015 10,984 1.81%
10 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
11 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 1.67%
12 MICROSOFT CORP 228,933 10,135 1.67%
13 Flaherty and Crumrine Dynamic 432,982 9,690 1.59%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.43%
15 Enbridge Energy Management LLC 347,727 8,269 1.36%
16 RYDEX ETF TRUST 109,252 8,037 1.32%
17 APPLE INC 72,222 7,970 1.31%
18 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.14%
19 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.08%
20 Enbridge Energy Partners LP 252,617 6,245 1.03%
21 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
22 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 0.98%
23 INVESCO SR INCOME TR 1,379,375 5,766 0.95%
24 GILEAD SCIENCES INC 56,715 5,563 0.92%
25 POPULAR INC COM NEW 179,175 5,416 0.89%
26 AT&T INC 164,781 5,368 0.88%
27 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 0.88%
28 WESTPAC BKG CORP 252,742 5,322 0.88%
29 ENTERPRISE PRODS PARTNERS L 197,960 4,930 0.81%
30 Tortoise MLP Fund 266,787 4,888 0.80%
31 JPMORGAN CHASE & CO 79,700 4,860 0.80%
32 AMC NETWORKS INC CL A 65,800 4,809 0.79%
33 IAC INTERACTIVECORP 73,370 4,793 0.79%
34 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.78%
35 MCCORMICK & CO INC 57,245 4,704 0.77%
36 KKR & CO LP COMMON UNITS 267,567 4,487 0.74%
37 UNDER ARMOUR INC 46,010 4,453 0.73%
38 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
39 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.72%
40 Adt Corp 142,880 4,271 0.70%
41 ALLY FINL INC 206,020 4,192 0.69%
42 CITIGROUPINC 83,666 4,151 0.68%
43 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
44 PAYCHEX INC 68,265 3,897 0.64%
45 Nuveen Build America Bond Oppo 195,337 3,793 0.62%
46 BANK AMER CORP 238,795 3,721 0.61%
47 PLAINS ALL AMERN PIPELINE L 120,728 3,668 0.60%
48 DISCOVERY COMMUNICATNS NEW 136,480 3,557 0.59%
49 NCR CORP NEW 154,705 3,522 0.58%
50 SINCLAIR BROADCAST GROUP INC 137,800 3,489 0.57%
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