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STONECASTLE FINL CORP
STONECASTLE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 16 Institutional holders with a total value of $27,349,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 439,682 7,395,000 27.04%
2 DEPRINCE RACE & ZOLLO INC 298,683 5,024,000 18.37%
3 FENIMORE ASSET MANAGEMENT INC 292,401 4,918,000 17.98%
4 UNITED CAPITAL FINANCIAL ADVISORS, LLC 266,041 4,475,000 16.36%
5 Oxbow Advisors, LLC 97,832 1,646,000 6.02%
6 STIFEL FINANCIAL CORP 64,406 1,084,000 3.96%
7 PNC FINANCIAL SERVICES GROUP, INC. 40,000 672,000 2.46%
8 BB&T SECURITIES, LLC 39,725 668,000 2.44%
9 Trellus Management Company, LLC 38,933 655,000 2.39%
10 OPPENHEIMER & CO INC 27,625 464,000 1.70%
11 MORGAN STANLEY 11,000 185,000 0.68%
12 ROYAL BANK OF CANADA 4,197 71,000 0.26%
13 WELLS FARGO & COMPANY/MN 3,400 58,000 0.21%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 17,000 0.06%
15 UBS Group AG 800 13,000 0.05%
16 Tower Research Capital LLC (TRC) 208 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.