Dark
Light
System
Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 5.84%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,170,494 25,330 5.28%
3 TALLGRASS ENERGY PAR 526,170 20,673 4.31%
4 TARGA RESOURCES 625,862 18,175 3.79%
5 Oneok Partners LP 557,023 16,299 3.40%
6 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.74%
7 EXXON MOBIL CORP 174,401 12,967 2.71%
8 AT&T INC 356,460 11,614 2.42%
9 Kinder Morgan Inc 413,625 11,450 2.39%
10 HATTERAS FINL CORP COM 725,015 10,984 2.29%
11 BLACKROCK CR ALLOCATION INCO 862,088 10,492 2.19%
12 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 2.12%
13 Flaherty and Crumrine Dynamic 432,982 9,690 2.02%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.81%
15 Enbridge Energy Management LLC 347,727 8,269 1.73%
16 RYDEX ETF TRUST 109,252 8,037 1.68%
17 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.44%
18 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.37%
19 Enbridge Energy Partners LP 252,617 6,245 1.30%
20 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.26%
21 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 1.24%
22 Invesco Senior Income Trust 1,373,135 5,740 1.20%
23 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 1.12%
24 Tortoise MLP Fund 266,787 4,888 1.02%
25 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.99%
26 MCCORMICK & CO INC 57,245 4,704 0.98%
27 JPMorgan Chase & Co 77,096 4,701 0.98%
28 UNDER ARMOUR INC 46,010 4,453 0.93%
29 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.91%
30 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.91%
31 ENTERPRISE PRODS PARTNERS L 173,730 4,326 0.90%
32 MICROSOFT CORP 94,445 4,182 0.87%
33 BRISTOL MYERS SQUIBB CO 65,120 3,855 0.80%
34 Nuveen Build America Bond Oppo 195,337 3,793 0.79%
35 BANK AMER CORP 240,095 3,741 0.78%
36 Verizon Communications Inc 80,646 3,509 0.73%
37 MERCK & CO INC 69,368 3,426 0.71%
38 TORONTO DOMINION BK ONT 85,935 3,388 0.71%
39 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.70%
40 PLAINS ALL AMERN PIPELINE L 108,643 3,301 0.69%
41 JOHNSON & JOHNSON 34,731 3,242 0.68%
42 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.65%
43 APPLE INC 28,322 3,124 0.65%
44 Allergan PLC 11,462 3,115 0.65%
45 ISHARES TR 39,145 2,848 0.59%
46 WESTERN UN CO 154,370 2,834 0.59%
47 CISCO SYS INC 102,670 2,695 0.56%
48 Alphabet Inc. Class C 4,108 2,622 0.55%
49 TYSON FOODS INC 60,750 2,618 0.55%
50 Nuveen Build America Bond Fund 131,663 2,587 0.54%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ARES CAP CORP 255 255 0.04%
2 STARWOOD PPTY TR INC 565 568 0.09%
3 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
4 CIMAREX ENERGY 2,000 205 0.03%
5 HOWARD HUGHES CORP 2,180 253 0.04%
6 BERKSHIRE HATHAWAY INC DEL 2,418 315 0.05%
7 AMERICAN EXPRESS CO 2,740 203 0.03%
8 EOG Resources Inc 2,794 203 0.03%
9 ISHARES TR 3,114 332 0.05%
10 UNION PAC CORP 3,200 283 0.05%
11 GRAINGER W W INC 3,308 711 0.12%
12 BOEING CO 3,404 446 0.07%
13 CLOROX CO DEL 3,570 413 0.07%
14 SPDR S&P 500 Fund 3,655 700 0.12%
15 Ameriprise Financial 3,700 404 0.07%
16 VANGUARD INDEX FDS 3,800 443 0.07%
17 ISHARES TR 3,949 415 0.07%
18 MCDONALDS CORP 4,018 395 0.07%
19 Alphabet Inc. Class C 4,108 2,622 0.43%
20 SPDR GOLD TRUST 4,350 465 0.08%
21 COMCAST CORP NEW 5,093 289 0.05%
22 INTERNATIONAL BUSINESS MACHS 5,153 747 0.12%
23 VANGUARD WORLD FD 5,200 404 0.07%
24 VANGUARD INDEX FDS 5,450 588 0.10%
25 Altria Group, Inc. 5,481 298 0.05%
26 Oaktree Cap Grp Llc 5,740 285 0.05%
27 CATERPILLAR INC 6,005 391 0.06%
28 XL GROUP PLC 6,091 221 0.04%
29 Hess Corp 6,158 308 0.05%
30 Powershares QQQ Trust 6,660 678 0.11%
31 REPUBLIC SVCS INC 6,715 275 0.05%
32 NUSTAR ENERGY 7,078 317 0.05%
33 AUTOMATIC DATA PROCESSING IN 7,145 574 0.09%
34 ORACLE CORP 7,187 260 0.04%
35 PROSPERITY BANCSHARES INC 7,369 362 0.06%
36 Valero Energy Corp. 7,455 448 0.07%
37 DU PONT E I DE NEMOURS & CO 7,576 366 0.06%
38 ABBOTT LABS 7,630 307 0.05%
39 ABBVIE INC 7,859 427 0.07%
40 VANGUARD INDEX FDS 7,860 776 0.13%
41 FOOT LOCKER INC 7,904 569 0.09%
42 WASTE MGMT INC DEL 7,923 394 0.06%
43 PHILLIPS 66 8,271 636 0.10%
44 KIMBERLY CLARK CORP 8,745 954 0.16%
45 SUPER MICRO COMPUTER INC COM 9,195 251 0.04%
46 DR PEPPER SNAPPLE GROUP INC 9,288 735 0.12%
47 GENERAL MLS INC 9,354 525 0.09%
48 APACHE CORP 9,440 370 0.06%
49 INTEL CORP 9,447 283 0.05%
50 EMERG MKTS INCOME FUND WDTREE 9,700 325 0.05%
Page 1 of 6