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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 922 holdings with a total value of $304,885,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CHYRONHEGO CORP 50 0 0.00%
2 UNISYS CORP 7 0 0.00%
3 AMERICAN AIRLS GROUP INC 15 0 0.00%
4 PHOTOMEDEX INC COM PAR 0.01 2 0 0.00%
5 PEOPLE'S UNITED FIN 14 0 0.00%
6 CERAGON NETWORKS LTD ORD 25 0 0.00%
7 SIMPSON MFG INC COM 10 0 0.00%
8 AVIAT NETWORKS INC COM 22 0 0.00%
9 ASCENA RETAIL GROUP INC 6 0 0.00%
10 PENSKE AUTOMOTIVE GRP INC 10 0 0.00%
11 J.C. Penney Company, Inc. 25 0 0.00%
12 EATON VANCE ENHANCED EQ INC 9 0 0.00%
13 BLACKBERRY LTD 15 0 0.00%
14 SCHWAB U.S. SMALL-CAP ETF 4 0 0.00%
15 NUVEEN PFD INCOME OPPORTUN 38 0 0.00%
16 ACCO BRANDS CORPORATION COM 16 0 0.00%
17 AVANTAX INC COM 10 0 0.00%
18 PROTHENA CORP PLC 1 0 0.00%
19 PIPER SANDLER COMPANIES COM 5 0 0.00%
20 CABOT MICROELECTRONICS CP 10 0 0.00%
21 MILLER INDUSTRIES INCORPORATED TENN COM NEW 20 0 0.00%
22 LIFEPOINT HOSPS INC 1 0 0.00%
23 PETROLEO BRASILEIRO SA PETRO 32 0 0.00%
24 ENTREMED INC 9 0 0.00%
25 NORTHERN TRUST 7 0 0.00%
26 BLACKROCK FLOATING RATE INCO 13 0 0.00%
27 MURPHY OIL 2 0 0.00%
28 TUTOR PERINI CORP 5 0 0.00%
29 PIMCO MUN INCOME FD II 7 0 0.00%
30 FINISAR CORP COM NEW 2 0 0.00%
31 COMPANHIA PARANAENSE ENERG C 12 0 0.00%
32 INTELIQUENT INC COM 30 0 0.00%
33 EARTHLINK HOLDINGS 100 0 0.00%
34 WebMD Health Corp 3 0 0.00%
35 HYDROGENICS CORP NEW 4 0 0.00%
36 SANOFI CONTGNT VAL RT 42 0 0.00%
37 VANGUARD BD INDEX FDS 4 0 0.00%
38 SIBANYE STILLWATER 27 0 0.00%
39 AOL INC 4 0 0.00%
40 ROBERT HALF 5 0 0.00%
41 SCHWAB U.S. REIT ETF 4 0 0.00%
42 SCHWAB U.S. BROAD MARKET ETF 6 0 0.00%
43 TRAVELCENTERS AMER LLC 20 0 0.00%
44 ULTRATECH INC 13 0 0.00%
45 JACOBS ENGR GROUP INC 2 0 0.00%
46 FUSION-IO INC 30 0 0.00%
47 SCHWAB EMERGING MARKETS EQUITY ETF 5 0 0.00%
48 FIRSTMERIT CORPORATION 24 0 0.00%
49 EAST WEST BANCORP INC 4 0 0.00%
50 Fuelcell Energy Inc 100 0 0.00%
Page 1 of 19

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-14-000205, filed 2014.05.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.