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PIPER SANDLER COMPANIES COM
PIPER SANDLER COMPANIES COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 169 Institutional holders with a total value of $540,484,588.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 1,141,734 52,291,000 9.67%
2 BlackRock Fund Advisors 1,105,451 50,630,000 9.37%
3 VANGUARD GROUP INC 994,830 45,563,000 8.43%
4 PZENA INVESTMENT MANAGEMENT LLC 939,963 43,050,000 7.97%
5 Bank of New York Mellon Corp 899,295 41,187,000 7.62%
6 DIMENSIONAL FUND ADVISORS LP 820,033 37,556,000 6.95%
7 BlackRock Institutional Trust Company, N.A. 489,529 22,420,000 4.15%
8 STATE STREET CORP 384,056 17,585,000 3.25%
9 ROYCE & ASSOCIATES LP 349,287 15,997,000 2.96%
10 KENNEDY CAPITAL MANAGEMENT LLC 282,848 12,954,000 2.40%
11 JPMORGAN CHASE & CO 274,164 12,557,000 2.32%
12 DALTON GREINER HARTMAN MAHER & CO 243,559 11,155,000 2.06%
13 NORTHERN TRUST CORP 239,217 10,957,000 2.03%
14 RUSSELL FRANK CO/ 231,838 10,015,000 1.85%
15 Greenwich Wealth Management LLC 172,200 7,887,000 1.46%
16 SYSTEMATIC FINANCIAL MANAGEMENT LP 171,173 7,839,000 1.45%
17 AQR CAPITAL MANAGEMENT LLC 139,448 6,387,000 1.18%
18 LORD, ABBETT & CO. LLC 134,826 6,175,000 1.14%
19 SIGNIA CAPITAL MANAGEMENT LLC 133,150 6,098,000 1.13%
20 NORGES BANK 132,696 6,078,000 1.12%
21 AMERIPRISE FINANCIAL INC 131,837 6,039,000 1.12%
22 PRUDENTIAL FINANCIAL INC 107,294 4,914,000 0.91%
23 PRINCIPAL FINANCIAL GROUP INC 98,037 4,490,000 0.83%
24 GEODE CAPITAL MANAGEMENT, LLC 90,891 4,162,000 0.77%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 79,173 3,626,000 0.67%
26 FIRST TRUST ADVISORS LP 78,381 3,590,000 0.66%
27 Invesco Ltd. 67,419 3,088,000 0.57%
28 MORGAN STANLEY 65,610 3,006,000 0.56%
29 JENNISON ASSOCIATES LLC 64,291 2,945,000 0.54%
30 BlackRock Investment Management, LLC 64,035 2,933,000 0.54%
31 TFS CAPITAL LLC 61,854 2,833,000 0.52%
32 GUGGENHEIM CAPITAL LLC 58,303 2,670,000 0.49%
33 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 57,219 2,621,000 0.48%
34 CADENCE CAPITAL MANAGEMENT LLC 56,100 2,569,000 0.48%
35 GOLDMAN SACHS GROUP INC 52,136 2,387,000 0.44%
36 PARAMETRIC PORTFOLIO ASSOCIATES LLC 48,968 2,243,000 0.41%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 48,168 2,207,000 0.41%
38 Nationwide Fund Advisors 47,764 2,188,000 0.40%
39 TWO SIGMA INVESTMENTS, LP 46,542 2,132,000 0.39%
40 Brandywine Global Investment Management, LLC 45,454 2,082,000 0.39%
41 CREDIT SUISSE AG/ 42,651 1,953,000 0.36%
42 CNA FINANCIAL CORP 40,970 1,876,000 0.35%
43 MASON STREET ADVISORS, LLC 40,575 1,858,000 0.34%
44 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 42,600 1,845,000 0.34%
45 WEDGE CAPITAL MANAGEMENT L L P/NC 37,500 1,718,000 0.32%
46 ALLIANCEBERNSTEIN L.P. 37,100 1,699,000 0.31%
47 NEW YORK STATE COMMON RETIREMENT FUND 37,005 1,695,000 0.31%
48 BARCLAYS PLC 37,062 1,668,000 0.31%
49 Fiera Capital Corp 35,500 1,626,000 0.30%
50 Numeric Investors LLC 33,775 1,547,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.