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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,245 holdings with a total value of $538,316,000.
#
Name
Shares
Value ($)
%
Options
Notes
1151 HOOKER FURNITURE CORP 4 0 0.00%
1152 JUST ENERGY GROUP INC 100 0 0.00%
1153 BALLARD PWR SYS INC NEW 600 0 0.00%
1154 ULTRA PETROLEUM CORP 1,500 0 0.00%
1155 RENASANT CORP 15 0 0.00%
1156 AMN HEALTHCARE SERVICES INC 15 0 0.00%
1157 PharMerica Corp 27 0 0.00%
1158 ISHARES TR 8 0 0.00%
1159 LIFEPOINT HEALTH INC 1 0 0.00%
1160 FUELCELL ENERGY INC 8 0 0.00%
1161 DOMINOS PIZZA INC 4 0 0.00%
1162 MELLANOX TECHNOLOGIES LTD 9 0 0.00%
1163 PACIFIC PREMIER BANCORP 8 0 0.00%
1164 PLUG POWER INC 10 0 0.00%
1165 HSN Inc 11 0 0.00%
1166 MONOLITHIC PWR SYS INC 8 0 0.00%
1167 PROTHENA CORP PLC 1 0 0.00%
1168 NCR CORP NEW 26 0 0.00%
1169 TELUS CORP 0 0 0.00%
1170 ALEX REAL ESTATE EQ 5 0 0.00%
1171 PUTNAM MASTER INTER INCOME T 60 0 0.00%
1172 NEWS CORP CL A 41 0 0.00%
1173 PIPER JAFFRAY COS 4 0 0.00%
1174 FINISAR CORP 2 0 0.00%
1175 AXCELIS TECHNOLOGIES INC 342 0 0.00%
1176 MACOM TECH SOLUTIONS HLDGS I 6 0 0.00%
1177 SEASPINE HLDGS CORP COM 4 0 0.00%
1178 VALE S A 26 0 0.00%
1179 TIME INC NEW 62 0 0.00%
1180 INDEXIQ ETF TR 25 0 0.00%
1181 ULTRATECH INC COM 13 0 0.00%
1182 CA INC 7 0 0.00%
1183 VISTEON CORP COM NEW 7 0 0.00%
1184 PENNEY J C 25 0 0.00%
1185 NORWEGIAN CRUISE LINE HLDG L 9 0 0.00%
1186 LAS VEGAS SANDS CORP 11 0 0.00%
1187 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
1188 TRANSOCEAN LTD 13 0 0.00%
1189 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 2,542 0 0.00%
1190 KIMCO RLTY CORP 24 0 0.00%
1191 MACYS INC 13 0 0.00%
1192 PIONEER FLOATING RATE TR 6 0 0.00%
1193 FIRSTMERIT CORPORATION 24 0 0.00%
1194 BLACK DIAMOND INC 25 0 0.00%
1195 SILICON MOTION TECHN 14 0 0.00%
1196 TELEFLEX INC 3 0 0.00%
1197 OWENS CORNING NEW 0 0 0.00%
1198 MOSAIC CO NEW 6 0 0.00%
1199 WP GLIMCHER IN COM 50 0 0.00%
1200 INPHI CORPORATION 9 0 0.00%
Page 24 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000487, filed 2016.04.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.