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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,245 holdings with a total value of $538,316,000.
#
Name
Shares
Value ($)
%
Options
Notes
1201 PARSLEY ENERGY CLA A 24 0 0.00%
1202 NORTHSTAR REALTY EUROPE CORPORATION 18 0 0.00%
1203 TALEN ENERGY CORP COM 12 0 0.00%
1204 WEBMD HEALTH CORP 11 0 0.00%
1205 NORTH EUROPEAN OIL RTY TR SH BEN INT 65 0 0.00%
1206 AMEREN CORP 0 0 0.00%
1207 LINN ENERGY LLC UNIT LTD LIAB 1,044 0 0.00%
1208 HEARTLAND PMT SYS INC 5 0 0.00%
1209 BANK OF THE OZARKS INC 2 0 0.00%
1210 LUMENTUM HLDGS INC COM 2 0 0.00%
1211 SEVENTY SEVEN ENERGY INC - escrow shares 14 0 0.00%
1212 GENPACT LIMITED 18 0 0.00%
1213 INTERPUBLIC GROUP COS INC 35 0 0.00%
1214 SANOFI 42 0 0.00%
1215 LIBERTY GLOBAL PLC 8 0 0.00%
1216 FCB FINL HLDGS INC CL A 10 0 0.00%
1217 DIAMONDBACK ENERGY INC 3 0 0.00%
1218 INTERVAL LEISURE GROUP INC 14 0 0.00%
1219 INTEGRA LIFESCIENCES HLDGS CP COM NEW 14 0 0.00%
1220 STERLING CONSTRUCTION CO INC 4 0 0.00%
1221 HYDROGENICS CORP NEW 4 0 0.00%
1222 BASSETT FURNITURE INDS INC COM 6 0 0.00%
1223 CELSION CORPORATION COM PAR 563 0 0.00%
1224 CYRUSONE INC 15 0 0.00%
1225 RELIANCE STEEL & ALUMINUM CO 0 0 0.00%
1226 UBS AG 48 0 0.00%
1227 SUNCOKE ENERGY INC COM 147 0 0.00%
1228 EATON VANCE ENHANCED EQ INC 9 0 0.00%
1229 AVIAT NETWORKS INC COM 20 0 0.00%
1230 ARCH COAL INC 60 0 0.00%
1231 BROWN FORMAN CORP 0 0 0.00%
1232 SPDR INDEX SHS FDS 19 0 0.00%
1233 PHOTOMEDEX INC COM PAR $0.01 2 0 0.00%
1234 ACTUA CORP 1 0 0.00%
1235 EDISON INTL 12 0 0.00%
1236 * SANDRIDGE ENERGY INC COM 2,000 0 0.00%
1237 ATLAS ENERGY GROUP LLC COM 117 0 0.00%
1238 CERAGON NETWORKS LTD 37 0 0.00%
1239 SIMPSON MFG INC COM 10 0 0.00%
1240 NEW ENERGY SYS GROUPCOM 30 0 0.00%
1241 MURPHY OIL 2 0 0.00%
1242 LIBERTY ALL STAR EQUITY FD 94 0 0.00%
1243 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 11 0 0.00%
1244 EAST WEST BANCORP INC 4 0 0.00%
1245 INSTEEL IND 14 0 0.00%
Page 25 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000487, filed 2016.04.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.