| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 8,211,933 | 40,813,000 | 14.75% | ||
| 2 | MORGAN STANLEY | 6,165,021 | 30,640,000 | 11.07% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 6,133,016 | 30,481,000 | 11.01% | ||
| 4 | Gramercy Funds Management LLC | 3,453,571 | 17,164,000 | 6.20% | ||
| 5 | LAZARD ASSET MANAGEMENT LLC | 3,200,485 | 15,906,000 | 5.75% | ||
| 6 | WELLS FARGO & COMPANY/MN | 2,697,479 | 13,407,000 | 4.84% | ||
| 7 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,284,350 | 12,221,000 | 4.42% | ||
| 8 | Advisors Asset Management, Inc. | 2,120,947 | 10,541,000 | 3.81% | ||
| 9 | 1832 Asset Management L.P. | 892,933 | 7,439,000 | 2.69% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 1,400,544 | 6,961,000 | 2.52% | ||
| 11 | 1607 Capital Partners, LLC | 1,288,442 | 6,404,000 | 2.31% | ||
| 12 | CORNERSTONE ADVISORS INC | 1,187,194 | 5,900,000 | 2.13% | ||
| 13 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,070,561 | 5,321,000 | 1.92% | ||
| 14 | Ancora Advisors LLC | 1,013,693 | 5,038,000 | 1.82% | ||
| 15 | Shaker Financial Services, LLC | 927,900 | 4,612,000 | 1.67% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 927,754 | 4,611,000 | 1.67% | ||
| 17 | Bulldog Investors, LLP | 851,229 | 4,231,000 | 1.53% | ||
| 18 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 816,335 | 4,057,000 | 1.47% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 776,769 | 3,861,000 | 1.40% | ||
| 20 | LPL Financial LLC | 757,844 | 3,721,000 | 1.34% | ||
| 21 | CITIGROUP INC | 604,811 | 3,006,000 | 1.09% | ||
| 22 | Archford Capital Strategies, LLC | 14 | 2,689,000 | 0.97% | ||
| 23 | MARINER INVESTMENT GROUP LLC | 527,959 | 2,624,000 | 0.95% | ||
| 24 | CLOUGH CAPITAL PARTNERS L P | 492,293 | 2,447,000 | 0.88% | ||
| 25 | AQR ARBITRAGE LLC | 474,160 | 2,357,000 | 0.85% | ||
| 26 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 472,358 | 2,345,000 | 0.85% | ||
| 27 | DOLIVER ADVISORS, LP | 448,858 | 2,231,000 | 0.81% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 382,579 | 1,900,000 | 0.69% | ||
| 29 | DESCHUTES PORTFOLIO STRATEGY, LLC | 381,794 | 1,898,000 | 0.69% | ||
| 30 | Cetera Advisor Networks LLC | 307,827 | 1,519,000 | 0.55% | ||
| 31 | Oxbow Advisors, LLC | 298,310 | 1,483,000 | 0.54% | ||
| 32 | BRINKER CAPITAL INC | 222,178 | 1,104,000 | 0.40% | ||
| 33 | STATE OF WISCONSIN INVESTMENT BOARD | 207,500 | 1,031,000 | 0.37% | ||
| 34 | ROYAL BANK OF CANADA | 196,877 | 978,000 | 0.35% | ||
| 35 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 170,594 | 848,000 | 0.31% | ||
| 36 | BANK OF AMERICA CORP /DE/ | 166,451 | 827,000 | 0.30% | ||
| 37 | CS MCKEE LP | 165,903 | 825,000 | 0.30% | ||
| 38 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 160,527 | 798,000 | 0.29% | ||
| 39 | Invesco Ltd. | 153,499 | 763,000 | 0.28% | ||
| 40 | GUGGENHEIM CAPITAL LLC | 131,252 | 652,000 | 0.24% | ||
| 41 | Curi Capital, LLC | 115,153 | 572,000 | 0.21% | ||
| 42 | NINE MASTS CAPITAL Ltd | 112,672 | 560,000 | 0.20% | ||
| 43 | Global Endowment Management, LP | 110,000 | 547,000 | 0.20% | ||
| 44 | SHEPHERD KAPLAN KROCHUK, LLC | 106,980 | 532,000 | 0.19% | ||
| 45 | WEDBUSH SECURITIES INC | 100,154 | 498,000 | 0.18% | ||
| 46 | OPPENHEIMER & CO INC | 95,094 | 472,000 | 0.17% | ||
| 47 | Prospera Financial Services Inc | 93,590 | 465,000 | 0.17% | ||
| 48 | Yakira Capital Management, Inc. | 92,538 | 460,000 | 0.17% | SH | |
| 49 | Concert Wealth Management Inc. | 84,026 | 415,000 | 0.15% | ||
| 50 | UBS Group AG | 69,889 | 347,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
