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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,237 holdings with a total value of $700,831,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 PIPER JAFFRAY COS 4 0 0.00%
2 COMMERCEHUB INC COM SER A 21 0 0.00%
3 WISDOMTREE TR 16 0 0.00%
4 WASHINGTON PRIME GROUP NEW 50 0 0.00%
5 HSN Inc 11 0 0.00%
6 LIVE NATION, INC. 16 0 0.00%
7 CHANTICLEER HLDGS INC WT EXP 061117 2,666 0 0.00%
8 PLUG POWER INC 10 0 0.00%
9 SPROUTS FMRS MKT INC 46 0 0.00%
10 SCHWAB STRATEGIC TRUST SCHWAB FUNDAMENTAL EMERG 29 0 0.00%
11 ULTRATECH INC COM 13 0 0.00%
12 PROTHENA CORP PLC 1 0 0.00%
13 SPDR MSCI ACWI EX-US 19 0 0.00%
14 FCB FINL HLDGS INC CL A 10 0 0.00%
15 HERTZ GLOBAL HLDGS INC 40 0 0.00%
16 TELEFLEX INC 1 0 0.00%
17 SEQUENTIAL BRNDS GROUP INC N 6 0 0.00%
18 ATLAS ENERGY GROUP LLC COM 117 0 0.00%
19 ROYCE GLOBAL VALUE TR INC 62 0 0.00%
20 SCHWAB U.S. LARGE-CAP ETF 16 0 0.00%
21 SEASPINE HLDGS CORP COM 4 0 0.00%
22 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 12 0 0.00%
23 CELSION CORPORATION COM PAR 563 0 0.00%
24 ISHARES TR 8 0 0.00%
25 BROOKDALE SR LIVING INC 17 0 0.00%
26 SCHWAB STRATEGIC TR 23 0 0.00%
27 ISHARES TR 2 0 0.00%
28 SCHWAB STRATEGIC TRUST SCHWAB FUNDAMENTAL INTL 29 0 0.00%
29 ISHARES TR 0 0 0.00%
30 VALE S A 26 0 0.00%
31 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 23 0 0.00%
32 AIR INDS GROUP 11 0 0.00%
33 STERLING CONSTRUCTION CO INC 4 0 0.00%
34 POWERSHARES ETF TR II 15 0 0.00%
35 SCHWAB INTERNATIONAL EQUITY ETF 19 0 0.00%
36 UBS AG 48 0 0.00%
37 LIBERTY GLOBAL PLC 16 0 0.00%
38 PARSLEY ENERGY CLA A 24 0 0.00%
39 IMMUNOGEN INC 209 0 0.00%
40 FINISAR CORP 1 0 0.00%
41 DEUTSCHE HIGH INCOME OPPORT FD 50 0 0.00%
42 WEBMD HEALTH CORP 3 0 0.00%
43 MEMORIAL PRODTN PARTNERS LP 2,230 0 0.00%
44 NOBLE CORP PLC 150 0 0.00%
45 LAS VEGAS SANDS CORP 11 0 0.00%
46 ISHARES GOLD TRUST 52 0 0.00%
47 NAVISTAR INTL CORP NEW 10 0 0.00%
48 SCHWAB U.S. REIT ETF 8 0 0.00%
49 WHOLE FOODS MKT INC 0 0 0.00%
50 PharMerica Corp 27 0 0.00%
Page 1 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-17-000003, filed 2017.01.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.