| 1 |
Saba Capital Management, L.P. |
2,023,745 |
29,162,000 |
30.43% |
|
|
| 2 |
Bulldog Investors, LLP |
1,012,392 |
14,589,000 |
15.22% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
702,820 |
10,128,000 |
10.57% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
602,302 |
8,679,000 |
9.06% |
|
|
| 5 |
RELATIVE VALUE PARTNERS GROUP, LLC |
529,296 |
7,627,000 |
7.96% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
466,529 |
6,723,000 |
7.02% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
216,885 |
3,125,000 |
3.26% |
|
|
| 8 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
159,000 |
2,291,000 |
2.39% |
|
|
| 9 |
Invesco Ltd. |
139,627 |
2,012,000 |
2.10% |
|
|
| 10 |
MORGAN STANLEY |
119,712 |
1,724,000 |
1.80% |
|
|
| 11 |
Carlson Capital, L.P. |
100,033 |
1,441,000 |
1.50% |
|
|
| 12 |
MARINER INVESTMENT GROUP LLC |
78,220 |
1,127,000 |
1.18% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
73,032 |
1,052,000 |
1.10% |
|
|
| 14 |
CSS LLC/IL |
62,990 |
908,000 |
0.95% |
|
|
| 15 |
DOLIVER ADVISORS, LP |
60,549 |
873,000 |
0.91% |
|
|
| 16 |
Laurion Capital Management LP |
43,177 |
622,000 |
0.65% |
|
|
| 17 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
36,911 |
531,000 |
0.55% |
|
|
| 18 |
Capital Investment Advisors, LLC |
26,021 |
375,000 |
0.39% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
25,771 |
371,000 |
0.39% |
|
|
| 20 |
Commonwealth Equity Services, Inc |
22,650 |
326,000 |
0.34% |
|
|
| 21 |
CITIGROUP INC |
21,797 |
314,000 |
0.33% |
|
|
| 22 |
Advisors Asset Management, Inc. |
20,550 |
296,000 |
0.31% |
|
|
| 23 |
UBS Group AG |
19,130 |
276,000 |
0.29% |
|
|
| 24 |
ADVISOR GROUP, INC. |
16,658 |
240,000 |
0.25% |
|
|
| 25 |
LPL Financial LLC |
12,242 |
178,000 |
0.19% |
|
|
| 26 |
ROYAL BANK OF CANADA |
11,078 |
160,000 |
0.17% |
|
|
| 27 |
STIFEL FINANCIAL CORP |
10,819 |
157,000 |
0.16% |
|
|
| 28 |
FARMERS & MERCHANTS INVESTMENTS INC |
10,650 |
153,000 |
0.16% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
10,411 |
150,000 |
0.16% |
|
|
| 30 |
Chicago Partners Investment Group LLC |
8,021 |
116,000 |
0.12% |
|
|
| 31 |
Creative Planning |
2,202 |
32,000 |
0.03% |
|
|
| 32 |
MSI Financial Services Inc |
1,798 |
26,000 |
0.03% |
|
|
| 33 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,116 |
16,000 |
0.02% |
|
|
| 34 |
WFG Advisors, LP |
800 |
12,000 |
0.01% |
|
|
| 35 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
698 |
10,000 |
0.01% |
|
PRN |
| 36 |
NEXT Financial Group, Inc |
277 |
4,000 |
0.00% |
|
|
| 37 |
IFP ADVISORS, INC |
185 |
3,000 |
0.00% |
|
|
| 38 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
132 |
2,000 |
0.00% |
|
|
| 39 |
Camarda Financial Advisors, LLC |
2 |
0 |
0.00% |
|
|
| 40 |
Carroll Financial Associates, Inc. |
50 |
0 |
0.00% |
|
|
