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VALE S A
VALE S A. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 318 Institutional holders with a total value of $3,860,030,983.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Silchester International Investors LLP 81,106,452 618,031,000 16.01%
2 ABERDEEN ASSET MANAGEMENT PLC/UK 56,723,057 432,230,000 11.20%
3 Capital Research Global Investors 28,215,166 215,000,000 5.57%
4 WELLINGTON MANAGEMENT GROUP LLP 22,188,741 169,078,000 4.38%
5 DIMENSIONAL FUND ADVISORS LP 20,929,880 159,486,000 4.13%
6 CAPITAL GROWTH MANAGEMENT LP 17,350,000 132,207,000 3.43%
7 VANGUARD GROUP INC 16,610,638 126,573,000 3.28%
8 BANK OF AMERICA CORP /DE/ 13,081,227 99,679,000 2.58%
9 JPMORGAN CHASE & CO 12,517,671 95,384,000 2.47%
10 BlackRock Group LTD 12,010,191 91,517,000 2.37%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,915,300 75,555,000 1.96% Call
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,744,100 66,630,000 1.73% Put
13 RENAISSANCE TECHNOLOGIES LLC 8,574,500 65,338,000 1.69%
14 GOLDMAN SACHS GROUP INC 5,762,700 43,912,000 1.14% Put
15 TWO SIGMA INVESTMENTS, LP 5,020,985 38,260,000 0.99%
16 RUSSELL INVESTMENTS GROUP, LTD. 4,752,456 37,585,000 0.97%
17 Allianz Asset Management GmbH 4,890,283 37,264,000 0.97%
18 STATE STREET CORP 4,838,520 36,870,000 0.96%
19 GOLDMAN SACHS GROUP INC 4,784,950 36,461,000 0.94%
20 VOLORIDGE INVESTMENT MANAGEMENT, LLC 4,637,407 35,337,000 0.92%
21 BLACKROCK ADVISORS LLC 4,483,496 34,164,000 0.89%
22 NORTHERN TRUST CORP 4,404,941 33,566,000 0.87%
23 MORGAN STANLEY 4,375,097 33,339,000 0.86%
24 PRICE T ROWE ASSOCIATES INC /MD/ 4,113,686 31,346,000 0.81%
25 TWO SIGMA ADVISERS, LP 3,918,900 29,862,000 0.77%
26 CAPITAL GUARDIAN TRUST CO 3,888,333 29,629,000 0.77%
27 BARCLAYS PLC 3,693,400 28,144,000 0.73% Call
28 AMERICAN CENTURY COMPANIES INC 3,643,469 27,763,000 0.72%
29 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 3,623,560 27,612,000 0.72%
30 CONTRARIAN CAPITAL MANAGEMENT, L.L.C. 3,538,891 26,966,000 0.70%
31 BlackRock Fund Advisors 3,515,503 26,788,000 0.69%
32 GOLDMAN SACHS GROUP INC 3,127,700 23,833,000 0.62% Call
33 Bocage Capital, LLC 3,120,000 23,774,000 0.62% Put
34 BNP PARIBAS FINANCIAL MARKETS 3,050,000 23,240,985 0.60%
35 Jefferies Group LLC 3,017,300 22,992,000 0.60% Put
36 VAN ECK ASSOCIATES CORP 2,983,485 22,734,000 0.59%
37 MAPLELANE CAPITAL, LLC 2,700,000 20,574,000 0.53% Put
38 Numeric Investors LLC 2,697,900 20,558,000 0.53%
39 FIL Ltd 2,576,070 19,630,000 0.51%
40 CITIGROUP INC 2,240,285 17,072,000 0.44%
41 CITIGROUP INC 2,181,900 16,627,000 0.43% Put
42 Prince Street Capital Management LLC 2,174,600 16,570,000 0.43%
43 DEUTSCHE BANK AG\ 2,113,163 16,102,000 0.42%
44 LUMINUS MANAGEMENT LLC 2,080,784 15,856,000 0.41%
45 Walleye Trading LLC 2,068,700 15,764,000 0.41% Put
46 LORD, ABBETT & CO. LLC 2,035,546 15,511,000 0.40%
47 CITIGROUP INC 1,966,500 14,984,000 0.39% Call
48 CITADEL ADVISORS LLC 1,870,499 14,253,000 0.37%
49 POINT72 ASIA (SINGAPORE) PTE. LTD. 1,860,000 14,173,000 0.37%
50 USS Investment Management Ltd 1,850,000 14,106,000 0.37%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.