Dark
Light
System
Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,237 holdings with a total value of $700,831,000.
#
Name
Shares
Value ($)
%
Options
Notes
1201 ARCELORMITTAL SA LUXEMBOURG 6 0 0.00%
1202 PIMCO HIGH INCOME FD 7 0 0.00%
1203 WASHINGTON PRIME GROUP NEW 50 0 0.00%
1204 LIBERTY ALL STAR EQUITY FD 96 0 0.00%
1205 ROYCE GLOBAL VALUE TR INC 62 0 0.00%
1206 COMMUNITY HEALTH SYS INC NEW 13 0 0.00%
1207 CERAGON NETWORKS LTD 37 0 0.00%
1208 SCHWAB STRATEGIC TR 23 0 0.00%
1209 IMMUNOGEN INC 209 0 0.00%
1210 CA INC 7 0 0.00%
1211 SYNOVUS FINL CORP 17 0 0.00%
1212 SCHWAB U.S. LARGE-CAP ETF 16 0 0.00%
1213 ICAHN ENTERPRISES LP 8 0 0.00%
1214 NRG ENERGY INC 10 0 0.00%
1215 NORTHSTAR REALTY EUROPE CORPORATION 45 0 0.00%
1216 PLUG POWER INC 10 0 0.00%
1217 ISHARES TR 16 0 0.00%
1218 ARMSTRONG WORLD INDS INC NEW COM 6 0 0.00%
1219 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 0 0 0.00%
1220 HERTZ GLOBAL HLDGS INC 40 0 0.00%
1221 ISHARES TR 8 0 0.00%
1222 NORTH EUROPEAN OIL RTY TR SH BEN INT 65 0 0.00%
1223 SPDR MSCI ACWI EX-US 19 0 0.00%
1224 AIR INDS GROUP 11 0 0.00%
1225 ILG INC 18 0 0.00%
1226 SCHWAB INTERNATIONAL EQUITY ETF 19 0 0.00%
1227 LAS VEGAS SANDS CORP 11 0 0.00%
1228 VIAVI SOLUTIONS INC 2 0 0.00%
1229 BLACKHAWK NETWORK 24 0 0.00%
1230 STERLING CONSTRUCTION CO INC 4 0 0.00%
1231 PENNEY J C 25 0 0.00%
1232 ULTRATECH INC COM 13 0 0.00%
1233 QUORUM HEALTH CORP 3 0 0.00%
1234 HERC HLDGS INC 13 0 0.00%
1235 DIREXION SHS ETF TR 37 0 0.00%
1236 HOOKER FURNITURE CORP 4 0 0.00%
1237 DANA INCORPORATED 38 0 0.00%
Page 25 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-17-000003, filed 2017.01.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.