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PIMCO HIGH INCOME FD
PIMCO HIGH INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 67 Institutional holders with a total value of $44,373,063.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Commonwealth Equity Services, Inc 788,767 7,233,000 16.30%
2 Cetera Advisor Networks LLC 470,394 4,310,000 9.71%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 381,350 3,497,000 7.88%
4 LPL Financial LLC 347,678 3,244,000 7.31%
5 MORGAN STANLEY 316,933 2,907,000 6.55%
6 ADVISOR GROUP, INC. 259,680 2,381,000 5.37%
7 Private Advisor Group, LLC 153,849 1,466,000 3.30%
8 MSI Financial Services Inc 153,665 1,409,000 3.18%
9 SHEAFF BROCK INVESTMENT ADVISORS, LLC 146,613 1,344,000 3.03%
10 AMERIPRISE FINANCIAL INC 132,465 1,215,000 2.74%
11 BANK OF AMERICA CORP /DE/ 124,180 1,138,000 2.56%
12 UBS Group AG 118,511 1,086,000 2.45%
13 PNC FINANCIAL SERVICES GROUP, INC. 112,858 1,035,000 2.33%
14 Cambridge Investment Research Advisors, Inc. 105,202 965,000 2.17%
15 Traynor Capital Management, Inc. 95,721 946,000 2.13%
16 Stratford Consulting, LLC 91,306 837,000 1.89%
17 NATIONAL PLANNING CORP 81,737 723,000 1.63%
18 WELLS FARGO & COMPANY/MN 67,011 614,000 1.38%
19 RIVERNORTH CAPITAL MANAGEMENT, LLC 64,600 592,000 1.33%
20 NEXT Financial Group, Inc 63,615 583,000 1.31%
21 RFG Advisory, LLC 45,752 452,000 1.02%
22 CLIFFORD SWAN INVESTMENT COUNSEL LLC 48,590 446,000 1.01%
23 RAYMOND JAMES & ASSOCIATES 45,701 419,000 0.94%
24 BELL ROCK CAPITAL LLC 44,322 406,000 0.91%
25 Aviance Capital Partners, LLC 42,995 394,000 0.89%
26 IFP ADVISORS, INC 40,729 373,000 0.84%
27 Creative Planning 39,226 360,000 0.81%
28 S. R. Schill & Associates 33,614 308,000 0.69%
29 IFC Holdings Incorporated/FL 32,647 298,000 0.67%
30 First Allied Advisory Services, Inc. 30,402 279,000 0.63%
31 ROYAL BANK OF CANADA 27,742 255,000 0.57%
32 Prospera Financial Services Inc 24,483 225,000 0.51%
33 PINNACLE ASSOCIATES LTD 23,000 211,000 0.48%
34 Concert Wealth Management Inc. 23,075 210,000 0.47%
35 VestGen Investment Management 20,000 183,000 0.41%
36 BIEGEL & WALLER LLC 17,618 174,000 0.39%
37 KALOS MANAGEMENT, INC. 18,381 169,000 0.38%
38 TRUSTMARK BANK TRUST DEPARTMENT 18,448 169,000 0.38%
39 Raymond James Financial Services Advisors, Inc. 18,366 168,000 0.38%
40 Roof Eidam Maycock Peralta, LLC 15,517 142,000 0.32%
41 CETERA INVESTMENT ADVISERS 13,386 123,000 0.28%
42 CITADEL ADVISORS LLC 12,727 117,000 0.26%
43 SII INVESTMENTS INC/WI 11,762 107,000 0.24%
44 CREDIT SUISSE AG/ 11,061 101,000 0.23%
45 US BANCORP \DE\ 10,922 100,000 0.23%
46 Mechanics Bank Trust Department 10,800 99,000 0.22%
47 WHITTIER TRUST CO 10,620 97,000 0.22%
48 OPPENHEIMER & CO INC 10,290 94,000 0.21%
49 GENEOS WEALTH MANAGEMENT INC. 6,725 61,000 0.14%
50 BANK OF MONTREAL /CAN/ 5,000 45,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.