Dark
Light
System
Institutional Investment Manager
Alpha Cubed Investments, LLC
Alpha Cubed Investments, LLC (CIK: 0001580830) incorporated in California, located at 1124 Bristol St., Costa Mesa, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 158 holdings with a total value of $327,610,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 PUTNAM MANAGED MUN INCOME TR 16,400 125,000 0.04%
152 BLACKROCK CORPOR HI YLD FD I 10,087 101,000 0.03%
153 STUDENT TRANSN INC 17,000 86,000 0.03%
154 MGIC INVT CORP WIS 10,000 77,000 0.02%
155 BROOKFIELD HIGH INCOME FD IN 10,000 70,000 0.02%
156 NOVAVAX INC COM 13,000 67,000 0.02%
157 CYMABAY THERAPEUTICS INC 20,000 27,000 0.01%
158 CORMEDIX INCORPORATED 10,000 27,000 0.01%
Page 4 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003637, filed 2016.05.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.