| 1 |
Pine River Capital Management L.P. |
595,572 |
4,181,000 |
17.68% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
592,535 |
4,160,000 |
17.59% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
286,312 |
2,010,000 |
8.50% |
|
|
| 4 |
Horizon Kinetics LLC |
271,705 |
1,907,000 |
8.06% |
|
|
| 5 |
Shaker Financial Services, LLC |
259,644 |
1,823,000 |
7.71% |
|
|
| 6 |
Invesco Ltd. |
223,217 |
1,567,000 |
6.63% |
|
|
| 7 |
Yorktown Management & Research Co Inc |
205,000 |
1,439,000 |
6.08% |
|
|
| 8 |
Laurion Capital Management LP |
161,998 |
1,137,000 |
4.81% |
|
|
| 9 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
132,164 |
928,000 |
3.92% |
|
|
| 10 |
MARINER INVESTMENT GROUP LLC |
95,878 |
666,000 |
2.82% |
|
|
| 11 |
MORGAN STANLEY |
88,968 |
625,000 |
2.64% |
|
|
| 12 |
AQR ARBITRAGE LLC |
55,166 |
387,000 |
1.64% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
50,414 |
354,000 |
1.50% |
|
|
| 14 |
LPL Financial LLC |
45,446 |
317,000 |
1.34% |
|
|
| 15 |
SII INVESTMENTS INC/WI |
38,310 |
268,000 |
1.13% |
|
|
| 16 |
Raymond James Financial Services Advisors, Inc. |
36,289 |
255,000 |
1.08% |
|
|
| 17 |
UBS Group AG |
35,967 |
252,000 |
1.07% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
29,759 |
209,000 |
0.88% |
|
|
| 19 |
First Allied Advisory Services, Inc. |
29,249 |
206,000 |
0.87% |
|
|
| 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
21,338 |
150,000 |
0.63% |
|
|
| 21 |
WEDBUSH SECURITIES INC |
19,041 |
134,000 |
0.57% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
15,913 |
112,000 |
0.47% |
|
|
| 23 |
Commonwealth Equity Services, Inc |
12,151 |
85,000 |
0.36% |
|
|
| 24 |
BROOKFIELD Corp /ON/ |
11,800 |
83,000 |
0.35% |
|
|
| 25 |
Alpha Cubed Investments, LLC |
10,000 |
70,000 |
0.30% |
|
|
| 26 |
Winslow, Evans & Crocker, Inc. |
7,483 |
52,531 |
0.22% |
|
|
| 27 |
FIRST INTERSTATE BANK |
6,667 |
47,000 |
0.20% |
|
|
| 28 |
ROYAL BANK OF CANADA |
4,319 |
30,000 |
0.13% |
|
|
| 29 |
IFP ADVISORS, INC |
3,886 |
27,000 |
0.11% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,646 |
26,000 |
0.11% |
|
|
| 31 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,480 |
24,000 |
0.10% |
|
|
| 32 |
DELTA ASSET MANAGEMENT LLC/TN |
2,702 |
19,000 |
0.08% |
|
|
| 33 |
Creative Planning |
2,289 |
16,000 |
0.07% |
|
|
| 34 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,000 |
14,000 |
0.06% |
|
|
| 35 |
DEUTSCHE BANK AG\ |
2,000 |
14,000 |
0.06% |
|
|
| 36 |
NEXT Financial Group, Inc |
1,725 |
12,000 |
0.05% |
|
|
| 37 |
MSI Financial Services Inc |
1,452 |
10,000 |
0.04% |
|
|
| 38 |
Advisors Asset Management, Inc. |
1,113 |
8,000 |
0.03% |
|
|
| 39 |
Alexandria Capital, LLC |
1,165 |
8,000 |
0.03% |
|
|
| 40 |
Ironwood Financial, llc |
856 |
6,000 |
0.03% |
|
|
| 41 |
SECURITY NATIONAL TRUST CO |
749 |
5,000 |
0.02% |
|
|
| 42 |
WFG Advisors, LP |
396 |
3,000 |
0.01% |
|
|
| 43 |
WOODMONT INVESTMENT COUNSEL LLC |
461 |
3,000 |
0.01% |
|
|
| 44 |
PINNACLE FINANCIAL PARTNERS INC |
135 |
1,000 |
0.00% |
|
|
| 45 |
PIERSHALE FINANCIAL GROUP, INC. |
58 |
0 |
0.00% |
|
|
| 46 |
CITIGROUP INC |
32 |
0 |
0.00% |
|
|
| 47 |
KELMAN-LAZAROV, INC. |
15 |
0 |
0.00% |
|
|
