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Institutional Investment Manager
TCI Wealth Advisors, Inc.
TCI Wealth Advisors, Inc. (CIK: 0001583751) incorporated in Arizona, located at 4011 E Sunrise Dr, Tucson, AZ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,395 holdings with a total value of $183,912,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 DOCUMENT SEC SYS INC 325 0 0.00%
2 APTEVO THERAPEUTICS INC COM 29 0 0.00%
3 COGENT COMMUNICATIONS HLDGS IN COM NEW 12 0 0.00%
4 OncoSec Medical Inc 200 0 0.00%
5 Sunesis Pharmaceuticals, Inc. 23 0 0.00%
6 Form holdings Corp 100 0 0.00%
7 HUDBAY MINERALS INC COM 115 0 0.00%
8 CAVIUM INC 5 0 0.00%
9 Tesco Corp 20 0 0.00%
10 IMATION CORP 160 0 0.00%
11 FORMFACTOR INC COM 16 0 0.00%
12 LIBERTY BRAVES GR A 1 0 0.00%
13 REAL IND INC COM 78 0 0.00%
14 NANOVIRICIDES INC 200 0 0.00%
15 NOKIA CORP 26 0 0.00%
16 SANOFI CONTGNT VAL RT 415 0 0.00%
17 PRANA BIOTECHNOLOGY LTD 99 0 0.00%
18 AMPLIPHI BIOSCIENCES CORP 100 0 0.00%
19 NOVAVAX INC COM 200 0 0.00%
20 BELLATRIX EXPLORATION LTD 21 0 0.00%
21 SPX FLOW INC COM 16 0 0.00%
22 RENESOLA LTD 30 0 0.00%
23 ELEPHANT TALK COMM CORP 650 0 0.00%
24 NEURALSTEM INCORPORATED 1,000 0 0.00%
25 OI S A 7 0 0.00%
26 GLU MOBILE INC 213 0 0.00%
27 TIME INC CSH MRG $18.50/SH 1/31/18 8 0 0.00%
28 AXIS CAPITAL HOLDING 3 0 0.00%
29 TRILOGY METALS INC NEW COM 300 0 0.00%
30 GARMIN LTD 10 0 0.00%
31 CALAMOS CONV & HIGH INCOME F 14 0 0.00%
32 NEOGENOMICS INC 59 0 0.00%
33 DISH NETWORK A 3 0 0.00%
34 REXAHN PHARMACEUTICALS INC 1,000 0 0.00%
35 LIBERTY BRAVES GR C 2 0 0.00%
36 BARNES & NOBLE ED INC COM 15 0 0.00%
37 PLUG POWER INC COM 15 0 0.00%
38 KEYSIGHT TECHNOLOGIES INC COM 7 0 0.00%
39 ALTISOURCE RESIDENTIAL CORP CL B 44 0 0.00% PRN
40 Sequential Brands Group, Inc. 34 0 0.00%
41 GALECTIN THERAPEUTICS INC COM 300 0 0.00%
42 BLACKHAWK NETWORK COM USD0.001 9 0 0.00%
43 NXT ID INC 100 0 0.00%
44 SOLARCITY CORP 9 0 0.00%
45 WebMD Health Corp 19 1,000 0.00%
46 SCHOLASTIC CORP COM 19 1,000 0.00%
47 ANGIODYNAMICS INC 52 1,000 0.00%
48 Infrareit Inc Com 31 1,000 0.00% PRN
49 ISHARES TR 14 1,000 0.00%
50 GENPACT LIMITED 43 1,000 0.00%
Page 1 of 28

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001583751-16-000010, filed 2016.11.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.