| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 1,587,359 | 2,412,000 | 63.89% | ||
| 2 | SABBY MANAGEMENT, LLC | 521,378 | 782,000 | 20.72% | ||
| 3 | MSD Partners, L.P. | 150,115 | 228,000 | 6.04% | ||
| 4 | VANGUARD GROUP INC | 94,294 | 141,000 | 3.74% | ||
| 5 | PANAGORA ASSET MANAGEMENT INC | 48,734 | 68,000 | 1.80% | ||
| 6 | Virtu KCG Holdings LLC | 25,286 | 38,000 | 1.01% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 17,690 | 26,000 | 0.69% | ||
| 8 | RENAISSANCE TECHNOLOGIES LLC | 16,900 | 26,000 | 0.69% | ||
| 9 | Focused Wealth Management, Inc | 1,600 | 24,000 | 0.64% | ||
| 10 | GOLDMAN SACHS GROUP INC | 15,247 | 23,000 | 0.61% | ||
| 11 | ROYAL BANK OF CANADA | 2,000 | 3,000 | 0.08% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 1,000 | 2,000 | 0.05% | ||
| 13 | BlackRock Fund Advisors | 777 | 1,000 | 0.03% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 811 | 1,000 | 0.03% | ||
| 15 | UBS Group AG | 28 | 0 | 0.00% | ||
| 16 | DEUTSCHE BANK AG\ | 1 | 0 | 0.00% | ||
| 17 | TCI Wealth Advisors, Inc. | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
