| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | Vical Inc | 1,000 | 1,000 | 0.00% | ||
| 102 | XYLEM INC | 20 | 1,000 | 0.00% | ||
| 103 | ALLIANZGI CONV INCOME FD I | 190 | 2,000 | 0.00% | ||
| 104 | ALLEGION PUB LTD CO | 33 | 2,000 | 0.00% | ||
| 105 | MALLINCKRODT PUB LTD CO | 26 | 2,000 | 0.00% | ||
| 106 | JOHNSON CTLS INTL PLC | 30 | 2,000 | 0.00% | ||
| 107 | EXACT SCIENCES CORP | 100 | 2,000 | 0.00% | ||
| 108 | FUELCELL ENERGY INC COM | 975 | 2,000 | 0.00% | ||
| 109 | FONAR CORP | 200 | 2,000 | 0.00% | ||
| 110 | WISDOMTREE TR | 30 | 2,000 | 0.00% | ||
| 111 | AMERIPRISE FINL INC | 20 | 2,000 | 0.00% | ||
| 112 | ARES CAPITAL CORP | 123 | 2,000 | 0.00% | ||
| 113 | NOW INC | 46 | 2,000 | 0.00% | ||
| 114 | BARRICK GOLD CORP | 101 | 2,000 | 0.00% | ||
| 115 | EATON VANCE LTD DURATION INC | 112 | 2,000 | 0.00% | ||
| 116 | MICROCHIP TECHNOLOGY | 33 | 2,000 | 0.00% | ||
| 117 | CTI BIOPHARMA | 800 | 2,000 | 0.00% | ||
| 118 | POWERSHARES QQQ TRUST | 60 | 2,000 | 0.00% | Call | |
| 119 | SCHNITZER STL INDS | 63 | 2,000 | 0.00% | ||
| 120 | AXT INC | 1,000 | 2,000 | 0.00% | ||
| 121 | RAMBUS INC DEL | 150 | 2,000 | 0.00% | ||
| 122 | ISHARES TR | 18 | 2,000 | 0.00% | ||
| 123 | NCR CORP NEW | 54 | 2,000 | 0.00% | ||
| 124 | PACCAR INC | 30 | 2,000 | 0.00% | ||
| 125 | MOTOROLA SOLUTIONS INC | 25 | 2,000 | 0.00% | ||
| 126 | LMP CORPORATE LN FD INC | 200 | 2,000 | 0.00% | ||
| 127 | XCEL ENERGY INC | 50 | 2,000 | 0.00% | ||
| 128 | NRG ENERGY INC | 45 | 2,000 | 0.00% | ||
| 129 | MANCHESTER UTD PLC NEW ORD CL A | 100 | 2,000 | 0.00% | ||
| 130 | POWERSHARES ETF TR II | 91 | 2,000 | 0.00% | ||
| 131 | UNITED STATES NATL GAS FUND | 62 | 2,000 | 0.00% | ||
| 132 | WindStream Corp (win) | 171 | 2,000 | 0.00% | ||
| 133 | PROLOGIS INC | 45 | 2,000 | 0.00% | ||
| 134 | AUTOLIV INC | 15 | 2,000 | 0.00% | ||
| 135 | Engility Hldgs Inc | 50 | 2,000 | 0.00% | ||
| 136 | EXCO RESOURCES INC | 303 | 2,000 | 0.00% | ||
| 137 | VANGUARD INDEX FDS | 15 | 2,000 | 0.00% | ||
| 138 | ISHARES TR | 15 | 2,000 | 0.00% | ||
| 139 | O REILLY AUTOMOTIVE INC NEW | 15 | 2,000 | 0.00% | ||
| 140 | CIENA CORP | 71 | 2,000 | 0.00% | ||
| 141 | TERADATA CORP DEL | 76 | 3,000 | 0.00% | ||
| 142 | KNOWLES CORP COM | 82 | 3,000 | 0.00% | ||
| 143 | NUVEEN PREFERRED SECURITIES | 325 | 3,000 | 0.00% | ||
| 144 | ALLIANZGI CONV & INCOME FD | 250 | 3,000 | 0.00% | ||
| 145 | WYNDHAM WORLDWIDE CORP | 40 | 3,000 | 0.00% | ||
| 146 | VALE S A | 200 | 3,000 | 0.00% | ||
| 147 | AMKOR TECHNOLOGY INC | 300 | 3,000 | 0.00% | ||
| 148 | ISHARES COHEN & STEERS REIT ETF | 31 | 3,000 | 0.00% | ||
| 149 | EASTMAN CHEM CO | 30 | 3,000 | 0.00% | ||
| 150 | STONEMOR PARTNERS L P | 111 | 3,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-14-004439, filed 2014.07.30).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
