| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 731,804 | 8,796,000 | 27.04% | ||
| 2 | DEAN INVESTMENT ASSOCIATES, LLC | 491,571 | 5,909,000 | 18.16% | ||
| 3 | Advisors Asset Management, Inc. | 482,047 | 5,794,000 | 17.81% | ||
| 4 | Trust Asset Management LLC | 175,422 | 2,109,000 | 6.48% | ||
| 5 | UBS AG | 164,931 | 1,982,000 | 6.09% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 135,452 | 1,628,000 | 5.00% | ||
| 7 | CREDIT SUISSE AG/ | 126,156 | 1,516,000 | 4.66% | ||
| 8 | MORGAN STANLEY | 63,376 | 762,000 | 2.34% | ||
| 9 | Shaker Financial Services, LLC | 48,211 | 579,000 | 1.78% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 46,487 | 559,000 | 1.72% | ||
| 11 | LPL Financial LLC | 45,529 | 547,000 | 1.68% | ||
| 12 | Invesco Ltd. | 45,354 | 545,000 | 1.68% | ||
| 13 | DOLIVER ADVISORS, LP | 30,305 | 364,000 | 1.12% | ||
| 14 | WELLS FARGO & COMPANY/MN | 26,247 | 315,000 | 0.97% | ||
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 24,675 | 296,000 | 0.91% | ||
| 16 | STIFEL FINANCIAL CORP | 14,873 | 179,000 | 0.55% | ||
| 17 | Commonwealth Equity Services, Inc | 14,256 | 171,000 | 0.53% | ||
| 18 | Saba Capital Management, L.P. | 13,409 | 161,000 | 0.49% | ||
| 19 | CORNERSTONE ADVISORS INC | 12,170 | 146,000 | 0.45% | ||
| 20 | BOSTON PRIVATE BANK & TRUST CO | 4,663 | 56,000 | 0.17% | ||
| 21 | ROYAL BANK OF CANADA | 4,000 | 48,000 | 0.15% | ||
| 22 | WFG Advisors, LP | 2,100 | 25,000 | 0.08% | ||
| 23 | D.A. DAVIDSON & CO. | 1,500 | 18,000 | 0.06% | ||
| 24 | B. Riley Wealth Advisors, Inc. | 1,000 | 12,020 | 0.04% | ||
| 25 | BANK OF AMERICA CORP /DE/ | 697 | 8,000 | 0.02% | ||
| 26 | CITIGROUP INC | 337 | 4,000 | 0.01% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 2,000 | 0.01% | ||
| 28 | Focused Wealth Management, Inc | 200 | 2,000 | 0.01% | ||
| 29 | Tower Research Capital LLC (TRC) | 118 | 1,000 | 0.00% | ||
| 30 | FIRST MANHATTAN CO. LLC. | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
