| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 7,157,348 | 111,512,000 | 32.95% | ||
| 2 | UBS AG | 2,470,697 | 38,493,000 | 11.37% | ||
| 3 | Invesco Ltd. | 2,020,043 | 31,472,000 | 9.30% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 1,306,478 | 20,355,000 | 6.01% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 857,889 | 13,366,000 | 3.95% | ||
| 6 | Relative Value Partners, LLC | 669,008 | 10,423,000 | 3.08% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 616,756 | 9,609,000 | 2.84% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 585,393 | 9,120,000 | 2.69% | ||
| 9 | Saba Capital Management, L.P. | 503,798 | 7,849,000 | 2.32% | ||
| 10 | AMERIPRISE FINANCIAL INC | 379,241 | 5,906,000 | 1.75% | ||
| 11 | DEUTSCHE BANK AG\ | 379,058 | 5,905,000 | 1.74% | ||
| 12 | Horizon Kinetics LLC | 366,864 | 5,716,000 | 1.69% | ||
| 13 | Advisors Asset Management, Inc. | 351,198 | 5,472,000 | 1.62% | ||
| 14 | Commonwealth Equity Services, Inc | 326,034 | 5,080,000 | 1.50% | ||
| 15 | LPL Financial LLC | 286,385 | 4,462,000 | 1.32% | ||
| 16 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 286,212 | 4,459,000 | 1.32% | ||
| 17 | ZAZOVE ASSOCIATES LLC | 201,785 | 3,144,000 | 0.93% | ||
| 18 | Capital Investment Advisors, LLC | 171,423 | 2,671,000 | 0.79% | ||
| 19 | STIFEL FINANCIAL CORP | 157,147 | 2,448,000 | 0.72% | ||
| 20 | HighTower Advisors, LLC | 144,799 | 2,256,000 | 0.67% | ||
| 21 | CABOT WEALTH MANAGEMENT INC | 142,770 | 2,224,000 | 0.66% | ||
| 22 | BNP PARIBAS FINANCIAL MARKETS | 113,381 | 1,766,476 | 0.52% | ||
| 23 | D.A. DAVIDSON & CO. | 111,351 | 1,734,000 | 0.51% | ||
| 24 | IMA Advisory Services, Inc. | 106,285 | 1,656,000 | 0.49% | ||
| 25 | Index Management Solutions, LLC | 96,117 | 1,498,000 | 0.44% | ||
| 26 | Investors Capital Advisory Services | 89,004 | 1,386,000 | 0.41% | ||
| 27 | ROYAL BANK OF CANADA | 84,765 | 1,320,000 | 0.39% | ||
| 28 | WELLS FARGO & COMPANY/MN | 82,257 | 1,282,000 | 0.38% | ||
| 29 | OPPENHEIMER & CO INC | 79,160 | 1,233,000 | 0.36% | ||
| 30 | First Allied Advisory Services, Inc. | 78,624 | 1,228,000 | 0.36% | ||
| 31 | FIRST TRUST ADVISORS LP | 76,760 | 1,196,000 | 0.35% | ||
| 32 | Shaker Financial Services, LLC | 73,474 | 1,145,000 | 0.34% | ||
| 33 | COHEN & STEERS, INC. | 70,623 | 1,100,000 | 0.33% | ||
| 34 | AQR CAPITAL MANAGEMENT LLC | 67,128 | 1,046,000 | 0.31% | ||
| 35 | RAYMOND JAMES & ASSOCIATES | 66,599 | 1,038,000 | 0.31% | ||
| 36 | Creative Planning | 62,762 | 978,000 | 0.29% | ||
| 37 | Greenwich Wealth Management LLC | 58,493 | 911,000 | 0.27% | ||
| 38 | Blume Capital Management, Inc. | 52,550 | 819,000 | 0.24% | ||
| 39 | JANE STREET GROUP, LLC | 51,326 | 800,000 | 0.24% | ||
| 40 | CITIGROUP INC | 44,870 | 699,000 | 0.21% | ||
| 41 | SHUFRO ROSE & CO LLC | 43,250 | 673,000 | 0.20% | ||
| 42 | Janney Montgomery Scott LLC | 43,179 | 672,729 | 0.20% | ||
| 43 | INVESTMENT CENTERS OF AMERICA INC | 42,572 | 671,000 | 0.20% | ||
| 44 | CONNING INC. | 42,079 | 656,000 | 0.19% | ||
| 45 | KEYBANK NATIONAL ASSOCIATION/OH | 41,886 | 653,000 | 0.19% | ||
| 46 | OARSMAN CAPITAL, INC. | 39,785 | 620,000 | 0.18% | ||
| 47 | Wills Financial Group, Inc. | 38,005 | 592,000 | 0.17% | ||
| 48 | Cambridge Investment Research Advisors, Inc. | 37,823 | 589,000 | 0.17% | ||
| 49 | Aviance Capital Partners, LLC | 32,825 | 511,000 | 0.15% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 31,686 | 493,668 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
