Dark
Light
System
Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001062993-14-004439) filed in 2014.07.30
#
Name
Shares
Value ($)
%
Options
Notes
601 EATON CORP PLC 1,465 113 0.09%
602 ARM HOLDINGS PLC ADR 2,500 113 0.09%
603 GLAXOSMITHKLINE PLC 2,146 115 0.09%
604 SOUTHERN CO 2,614 119 0.09%
605 VERTEX PHARMACEUTICALS INC 1,265 120 0.09%
606 EXPRESS SCRIPTS HLDG CO 1,735 120 0.09%
607 BOEING CO 960 122 0.10%
608 FORTINET INC 3,885 123 0.10%
609 ENERNOC INC 6,667 126 0.10%
610 ISHARES TR NEW YORK MUN ETF 1,157 127 0.10%
611 MONSANTO CO NEW 1,042 130 0.10%
612 CUMMINS INC 868 134 0.10%
613 DISNEY WALT CO 1,644 141 0.11%
614 COCA COLA CO 3,574 151 0.12%
615 QUALCOMM INC 1,941 154 0.12%
616 ONEOK INC NEW 2,272 155 0.12%
617 ALTRIA GROUP INC 3,709 156 0.12%
618 PIMCO ETF TR 1,538 156 0.12%
619 NUVEEN DIVERSIFIED DIVID I 12,743 156 0.12%
620 PHOTOMEDEX INC COM PAR NEW 12,962 159 0.12%
621 STRYKER CORP 1,890 159 0.12%
622 VANGUARD INDEX FDS 901 162 0.13%
623 MCDONALDS CORP 1,617 163 0.13%
624 NATIONAL GRID PLC ADR 2,258 168 0.13%
625 CONSOLIDATED EDISON INC 2,926 169 0.13%
626 Call SPY @ $225.0 Exp Sep 15, 2017 3 170 0.13% Call
627 ISHARES TR 2,386 171 0.13%
628 BANK NEW YORK MELLON CORP 4,603 173 0.14%
629 HONEYWELL INTL INC 1,868 174 0.14%
630 AMERICAN EXPRESS CO 1,932 183 0.14%
631 AMERICAN WTR WKS CO INC NEW 3,778 187 0.15%
632 OMNICOM GROUP INC 2,712 193 0.15%
633 SPDR GOLD TR 1,557 199 0.16%
634 NUVEEN FLOATING RATE INCOME 16,417 199 0.16%
635 VENTAS INC 3,212 206 0.16%
636 INVENSENSE INC 9,150 208 0.16%
637 VANGUARD TAX-MANAGED FDS 4,985 212 0.17%
638 PHILIP MORRIS INTL INC 2,516 212 0.17%
639 VANGUARD INDEX FDS 2,042 215 0.17%
640 CATERPILLAR INC 1,991 216 0.17%
641 JPMORGAN CHASE & CO 3,768 217 0.17%
642 WELLS FARGO CO NEW 4,557 240 0.19%
643 3M CO 1,685 241 0.19%
644 WISDOMTREE TR 5,045 249 0.19%
645 SCHLUMBERGER LTD 2,200 259 0.20%
646 CHEVRON CORP NEW 1,998 261 0.20%
647 PIMCO BUILD AMERICA BD ETF 5,119 263 0.21%
648 WELLTOWER INC. 4,220 264 0.21%
649 US BANCORP DEL 6,119 265 0.21%
650 Curis, Inc 143,622 267 0.21%
Page 13 of 15