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ISHARES TR NEW YORK MUN ETF
ISHARES TR NEW YORK MUN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 30 Institutional holders with a total value of $33,998,307.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 96,493 10,617,000 31.23%
2 BANK OF AMERICA CORP /DE/ 70,476 7,755,000 22.81%
3 WELLS FARGO & COMPANY/MN 44,510 4,897,000 14.40%
4 ALESCO ADVISORS LLC 17,840 1,963,000 5.77%
5 ARROW FINANCIAL CORP 10,590 1,165,000 3.43%
6 Bouchey Financial Group Ltd 10,060 1,107,000 3.26%
7 UBS AG 9,447 1,039,000 3.06%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,524 608,000 1.79%
9 Laidlaw Group, LLC 4,450 490,000 1.44%
10 GOLDMAN SACHS GROUP INC 4,243 467,000 1.37%
11 BARCLAYS PLC 3,814 420,000 1.24%
12 BlackRock Investment Management, LLC 3,544 390,000 1.15%
13 Tortoise Investment Management, LLC 2,900 319,000 0.94%
14 AMERIPRISE FINANCIAL INC 2,262 315,000 0.93%
15 Private Advisor Group, LLC 2,325 256,000 0.75%
16 1st Global Advisors, Inc. 2,306 254,000 0.75%
17 LPL Financial LLC 2,190 241,000 0.71%
18 Commonwealth Equity Services, Inc 1,976 217,000 0.64%
19 Placemark Investments, Inc. 1,948 215,000 0.63%
20 RELIANCE TRUST CO 1,902 209,000 0.61%
21 MSI Financial Services Inc 1,890 208,000 0.61%
22 WEALTHCARE CAPITAL MANAGEMENT LLC 1,820 200,000 0.59%
23 ROYAL BANK OF CANADA 1,700 187,000 0.55%
24 Focused Wealth Management, Inc 1,157 127,000 0.37%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,078 119,000 0.35%
26 ROCKEFELLER FINANCIAL SERVICES INC 777 85,000 0.25%
27 HOWE & RUSLING INC 550 61,000 0.18%
28 CITIGROUP INC 281 31,000 0.09%
29 AMERICAN INTERNATIONAL GROUP, INC. 230 25,307 0.07%
30 Clear Harbor Asset Management, LLC 100 11,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.