| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 608,127 | 7,457,000 | 25.90% | ||
| 2 | Advisors Asset Management, Inc. | 319,549 | 3,918,000 | 13.61% | ||
| 3 | Invesco Ltd. | 198,448 | 2,433,000 | 8.45% | ||
| 4 | CORNERSTONE ADVISORS INC | 133,941 | 1,642,000 | 5.70% | ||
| 5 | MORGAN STANLEY | 107,108 | 1,314,000 | 4.56% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 102,280 | 1,254,000 | 4.36% | ||
| 7 | LPL Financial LLC | 93,596 | 1,147,000 | 3.98% | ||
| 8 | WELLS FARGO & COMPANY/MN | 83,571 | 1,025,000 | 3.56% | ||
| 9 | FIRST TRUST ADVISORS LP | 76,862 | 942,000 | 3.27% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 70,923 | 869,000 | 3.02% | ||
| 11 | Weiss Asset Management LP | 59,407 | 728,000 | 2.53% | ||
| 12 | GOLDMAN SACHS GROUP INC | 57,011 | 699,000 | 2.43% | ||
| 13 | AQR CAPITAL MANAGEMENT LLC | 54,789 | 672,000 | 2.33% | ||
| 14 | HSBC HOLDINGS PLC | 52,710 | 646,000 | 2.24% | ||
| 15 | UBS AG | 48,412 | 593,000 | 2.06% | ||
| 16 | Saba Capital Management, L.P. | 47,729 | 585,000 | 2.03% | ||
| 17 | DOLIVER ADVISORS, LP | 46,694 | 572,000 | 1.99% | ||
| 18 | Shaker Financial Services, LLC | 25,332 | 311,000 | 1.08% | ||
| 19 | Mariner, LLC | 22,238 | 273,000 | 0.95% | ||
| 20 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 21,546 | 264,000 | 0.92% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 18,475 | 227,000 | 0.79% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 17,387 | 213,000 | 0.74% | ||
| 23 | OPPENHEIMER & CO INC | 13,900 | 170,000 | 0.59% | ||
| 24 | Focused Wealth Management, Inc | 12,743 | 156,000 | 0.54% | ||
| 25 | FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 12,418 | 152,000 | 0.53% | ||
| 26 | TFS CAPITAL LLC | 10,939 | 134,000 | 0.47% | ||
| 27 | Joel Isaacson & Co., LLC | 8,173 | 100,000 | 0.35% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,448 | 67,000 | 0.23% | ||
| 29 | TCI Wealth Advisors, Inc. | 5,000 | 61,000 | 0.21% | ||
| 30 | ROYAL BANK OF CANADA | 4,341 | 53,000 | 0.18% | ||
| 31 | AMERICAN INTERNATIONAL GROUP, INC. | 2,814 | 34,500 | 0.12% | ||
| 32 | Creative Planning | 2,000 | 25,000 | 0.09% | ||
| 33 | NEW ENGLAND SECURITIES CORP /MA/ | 1,500 | 18,000 | 0.06% | ||
| 34 | WFG Advisors, LP | 1,177 | 14,000 | 0.05% | ||
| 35 | DELTA ASSET MANAGEMENT LLC/TN | 1,000 | 12,000 | 0.04% | ||
| 36 | OPTIMUM INVESTMENT ADVISORS | 517 | 6,000 | 0.02% | ||
| 37 | CITIGROUP INC | 359 | 4,000 | 0.01% | ||
| 38 | Thomas J. Herzfeld Advisors, Inc. | 151 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
