Dark
Light
System
Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001062993-15-000531) filed in 2015.02.06
#
Name
Shares
Value ($)
%
Options
Notes
501 TESLA INC 27 6 0.00%
502 STERLING BANCORP DEL COM 443 6 0.00%
503 AMERIGAS PARTNERS L P 115 6 0.00%
504 INGERSOLL-RAND PLC 100 6 0.00%
505 Heartware International, Inc. 80 6 0.00%
506 NUVEEN MUN VALUE FD INC 625 6 0.00%
507 DUNKIN BRANDS GROUP INC COM 131 6 0.00%
508 TEXAS INSTRS INC 100 5 0.00%
509 CBRE CLARION GLOBAL REAL EST 550 5 0.00%
510 NUVEEN PREFERRED SECURITIES 525 5 0.00%
511 CAPSTEAD MTG CORP COM NO PAR 400 5 0.00%
512 ACTAVIS PLC 18 5 0.00%
513 QLOGIC CORP 358 5 0.00%
514 MSCI INC 100 5 0.00%
515 WHITING PETROLEUM CORP COM 142 5 0.00%
516 BLACKBAUD INC 122 5 0.00%
517 GAP 112 5 0.00%
518 WESTAR ENERGY 110 5 0.00%
519 WASTE MGMT INC DEL 102 5 0.00%
520 FMC 80 5 0.00%
521 SIERRA WIRELESS INC 100 5 0.00%
522 PENGROWTH ENERGY CORP 1,491 5 0.00%
523 FORTUNE BRANDS HOME & SEC IN 113 5 0.00%
524 MARATHON PETE CORP 50 5 0.00%
525 NISKA GAS STORAGE PARTNERS L 1,720 5 0.00%
526 FRONTIER COMMUNICATIONS CORP 758 5 0.00%
527 ISHARES TR 40 5 0.00%
528 AMERICAN CAP LTD 362 5 0.00%
529 BANCO SANTANDER SA 570 5 0.00%
530 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 200 4 0.00%
531 EBAY INC 77 4 0.00%
532 TECO ENERGY INC 193 4 0.00%
533 PORTOLA PHARMACEUTICALS INC 125 4 0.00%
534 KCG HLDGS INC 333 4 0.00%
535 CORNERSTONE ONDEMAND INC 100 4 0.00%
536 WindStream Corp (win) 451 4 0.00%
537 BOULDER GROWTH & INCOME (BIF) 137 4 0.00%
538 ISHARES GOLD TRUST 325 4 0.00%
539 SUNPOWER CORP 163 4 0.00%
540 SOLARCITY CORP 2,000 4 0.00% Call
541 VALERO ENERGY CORP NEW 89 4 0.00%
542 ANNALY CAP MGMT INC 389 4 0.00%
543 BLACKBERRY LTD 350 4 0.00%
544 MFA FINANCIAL INC COM 500 4 0.00%
545 TRW AUTOMOTIVE HLDGS CORP 35 4 0.00%
546 CAPITAL PRODUCT PARTNERS L P 500 4 0.00%
547 ACORDA THERAPEUTICS INC 100 4 0.00%
548 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 521 4 0.00%
549 ALPHA NATURAL RESOURCES 2,610 4 0.00%
550 MCCORMICK & CO INC 36 3 0.00%
Page 11 of 15