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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 209 Institutional holders with a total value of $840,016,962.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 7,387,006 90,712,000 10.80%
2 VANGUARD GROUP INC 6,258,698 76,857,000 9.15%
3 JPMORGAN CHASE & CO 3,912,454 48,045,000 5.72%
4 THORNBURG INVESTMENT MANAGEMENT INC 3,509,027 43,091,000 5.13%
5 NORTHERN TRUST CORP 2,396,952 29,435,000 3.50%
6 JENNISON ASSOCIATES LLC 2,347,368 28,826,000 3.43%
7 AMERICAN CENTURY COMPANIES INC 2,290,773 28,131,000 3.35%
8 BlackRock Institutional Trust Company, N.A. 2,289,818 28,119,000 3.35%
9 STATE STREET CORP 2,266,499 27,836,000 3.31%
10 EDGE ASSET MANAGEMENT, INC 2,086,428 25,622,000 3.05%
11 Paradice Investment Management LLC 1,639,583 20,134,000 2.40%
12 WEDGE CAPITAL MANAGEMENT L L P/NC 1,573,103 19,318,000 2.30%
13 PRINCIPAL FINANCIAL GROUP INC 1,381,117 16,960,000 2.02%
14 UBS Group AG 1,366,592 16,782,000 2.00%
15 LSV ASSET MANAGEMENT 1,332,300 16,360,000 1.95%
16 RENAISSANCE TECHNOLOGIES LLC 1,294,100 15,892,000 1.89%
17 Global X Management CO LLC 1,264,791 15,532,000 1.85%
18 Bank of New York Mellon Corp 1,111,763 13,653,000 1.63%
19 FIRST TRUST ADVISORS LP 1,099,761 13,505,000 1.61%
20 Invesco Ltd. 1,092,694 13,418,000 1.60%
21 NORGES BANK 943,276 11,583,000 1.38%
22 Aperio Group, LLC 775,256 9,520,000 1.13%
23 GEODE CAPITAL MANAGEMENT, LLC 767,550 9,425,000 1.12%
24 SEGALL BRYANT & HAMILL, LLC 757,129 9,298,000 1.11%
25 AMERIPRISE FINANCIAL INC 664,521 8,162,000 0.97%
26 Allianz Asset Management GmbH 550,251 6,757,000 0.80%
27 Cannell & Co. 512,250 6,290,000 0.75%
28 Smith, Graham & Co., Investment Advisors, LP 451,822 5,548,000 0.66%
29 Nationwide Fund Advisors 431,302 5,296,000 0.63%
30 B. Riley Wealth Advisors, Inc. 76,244 5,181,000 0.62%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 418,643 5,141,000 0.61%
32 Barnett & Company, Inc. 398,803 4,897,000 0.58%
33 GUGGENHEIM CAPITAL LLC 398,811 4,897,000 0.58%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 372,817 4,578,000 0.54%
35 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 360,332 4,425,000 0.53%
36 ROYAL BANK OF CANADA 356,439 4,376,000 0.52%
37 BlackRock Investment Management, LLC 355,704 4,368,000 0.52%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 354,265 4,351,000 0.52%
39 ANALYTIC INVESTORS, LLC 349,168 4,288,000 0.51%
40 MORGAN STANLEY 337,899 4,150,000 0.49%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 325,300 3,991,000 0.48%
42 RUSSELL FRANK CO/ 303,562 3,791,000 0.45%
43 DEUTSCHE BANK AG\ 284,980 3,499,000 0.42%
44 VAN ECK ASSOCIATES CORP 272,324 3,344,000 0.40%
45 PRUDENTIAL FINANCIAL INC 260,792 3,203,000 0.38%
46 RAYMOND JAMES & ASSOCIATES 250,722 3,079,000 0.37%
47 Robert W. Baird & Co. Inc 229,527 2,819,000 0.34%
48 PENN MUTUAL LIFE INSURANCE CO 225,000 2,767,000 0.33%
49 CRAWFORD INVESTMENT COUNSEL INC 219,670 2,698,000 0.32%
50 MACROVIEW INVESTMENT MANAGEMENT LLC 215,875 2,651,000 0.32%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.