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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 711 holdings with a total value of $227,532,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 LINN ENERGY LLC UNIT LTD LIAB 4,903 0 0.00%
2 OCLARO INC 20 0 0.00%
3 XL Group plc 2 0 0.00%
4 CELSION CORPORATION COM PAR $0.01 11 0 0.00%
5 STEMCELLS INC COM NEW 34 0 0.00%
6 MAXIM INTEGR 5 0 0.00%
7 CBS CORP NEW 5 0 0.00%
8 FOUR CORNERS PPTY TR INC COM 19 0 0.00%
9 SCHWAB CHARLES CORP 1 0 0.00%
10 LIBERTY BROADBAND CORP COM SER A 3 0 0.00%
11 ONE GAS INC COM 4 0 0.00%
12 ETRADE GROUP 5 0 0.00%
13 DANAHER CORP DEL 6 0 0.00%
14 * LEXICON PHARMACEUTICALS INC COM 7 0 0.00%
15 COEUR MNG INC 10 0 0.00%
16 CASI PHARMACEUTICALS INC COM 45 0 0.00%
17 IMMUNOGEN INCORPORATED 100 0 0.00%
18 LINN CO LLC 112 0 0.00%
19 * SANDRIDGE ENERGY INC COM 1,115 0 0.00%
20 WAVE SYSTEMS CORP CL A NEW 3 0 0.00%
21 DIANA SHIPPING INC 100 0 0.00%
22 MICROSEMI CORP 2 0 0.00%
23 ELEPHANT TALK COMM CORP 22 0 0.00%
24 ARADIGM CORP COM 2 0 0.00%
25 AMPLIPHI BIOSCIENCES CORP COM NEW 1 0 0.00%
26 EXETER RES CORP 310 0 0.00%
27 IMATION CORP 12 0 0.00%
28 WebMD Health Corp 3 0 0.00%
29 EMAGIN CORP COM NEW 30 0 0.00%
30 Internap Network Services Corp 100 0 0.00%
31 TEXTRON INC COM 1 0 0.00%
32 Crestwood Equity LP 1 0 0.00%
33 CROSSROADS SYS INC COM NEW 6 0 0.00%
34 INTREPID POTASH INC 50 0 0.00%
35 PIPER SANDLER COMPANIES COM 2 0 0.00%
36 SUNPOWER CORP 50 0 0.00%
37 CST BRANDS INCORPORATED 9 0 0.00%
38 RENEWABLE ENERGY 24 0 0.00%
39 CAVIUM INC 5 0 0.00%
40 PROSHARES ULTRASHORT S&P 500 8 0 0.00%
41 BHP BILLITON LTD 1 0 0.00%
42 LEVEL 3 COMM 4 0 0.00%
43 LIBERTY BROADBAND-C 6 0 0.00%
44 KINROSS GOLD CORP 100 0 0.00%
45 CEMEX SAB DE CV 11 0 0.00%
46 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 5,000 0 0.00%
47 PERION NETWORK LTD 1:3 R/S 8/27/18 M78673114 131 0 0.00%
48 VANGUARD NAT RES LLC 368 0 0.00%
49 Fuelcell Energy Inc 81 0 0.00%
50 FORTIVE CORP 3 0 0.00%
Page 1 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-16-012147, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.