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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 744 holdings with a total value of $236,792,000.
#
Name
Shares
Value ($)
%
Options
Notes
651 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 18 1,000 0.00%
652 GOLDCORP INC NEW 50 1,000 0.00%
653 CALUMET SPECIALTY PRODS PTNR 275 1,000 0.00%
654 ENZO BIOCHEM INC 110 1,000 0.00%
655 WISDOMTREE TR 17 1,000 0.00%
656 JOHN BEAN TECHNOLOGIES CORP COM 14 1,000 0.00%
657 ROCKET FUEL INC 500 1,000 0.00%
658 CARDINAL HEALTH INC 16 1,000 0.00%
659 ASA GOLD AND PRECIOUS MTLS L 100 1,000 0.00%
660 VERITIV CORP 14 1,000 0.00%
661 MANCHESTER UTD PLC NEW ORD CL A 100 1,000 0.00%
662 TERRAVIA HLDGS INC COM 500 1,000 0.00%
663 POWERSHARES ETF TR II 47 1,000 0.00%
664 ISHARES TR 70 1,000 0.00%
665 ARCELORMITTAL SA LUXEMBOURG 100 1,000 0.00%
666 MATTEL INC 36 1,000 0.00%
667 TRUSTCO BANK CM 150 1,000 0.00%
668 ISHARES TR 30 1,000 0.00%
669 Juniper Pharmaceuticals Inc 125 1,000 0.00%
670 WHITING PETE CORP NEW 62 1,000 0.00%
671 BPZ RESOURCES INC MTNF 6.500 3 0 ADDED 20,000 1,000 0.00%
672 GABELLI GLB SML & MD CP VAL TR 67 1,000 0.00%
673 IMAX CORP 30 1,000 0.00%
674 NCR CORP NEW 36 1,000 0.00%
675 UNUM GROUP 28 1,000 0.00%
676 INTREXON CORPORATION 50 1,000 0.00%
677 LAMB WESTON HLDGS INC COM 16 1,000 0.00%
678 COLFAX CORP 30 1,000 0.00%
679 VERSUM MATLS INC 53 1,000 0.00%
680 Alcoa 29 1,000 0.00%
681 TRANSENTERIX INC 1,000 1,000 0.00%
682 WISDOMTREE TR 27 1,000 0.00%
683 LIBERTY M SIRIUSXM C 24 1,000 0.00%
684 CELSION CORPORATION COM PAR 11 0 0.00%
685 LIBERTY MEDIA CORP DEL 2 0 0.00%
686 COEUR MNG INC 10 0 0.00%
687 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 5,006 0 0.00%
688 MAXIM INTEGR 5 0 0.00%
689 ARADIGM CORP 2 0 0.00%
690 WEBMD HEALTH CORP 3 0 0.00%
691 CATERPILLAR INC DEL 200 0 0.00% Call
692 DRYSHIPS INC 1 0 0.00%
693 PIPER JAFFRAY COS 2 0 0.00%
694 CBS CORP NEW 5 0 0.00%
695 LEVEL 3 COMM 4 0 0.00%
696 CROSSROADS SYS INC COM NEW 6 0 0.00%
697 KINROSS GOLD CORP 100 0 0.00%
698 PROVECTUS 2,955 0 0.00%
699 IMMUNOGEN INC 100 0 0.00%
700 Liberty Media Ser A 3 0 0.00%
Page 14 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-17-000987, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.