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CATERPILLAR INC DEL
CATERPILLAR INC DEL. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 9 Institutional holders with a total value of $64,738,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Timber Hill LLC 272,800 25,299,000 39.08% Call
2 Allianz Asset Management GmbH 178,700 16,573,000 25.60% Call
3 ASSENAGON ASSET MANAGEMENT S.A. 130,000 12,056,000 18.62% Call
4 GROUP ONE TRADING LLC 93,300 8,653,000 13.37% Call
5 SIMPLEX TRADING, LLC 2,669 948,000 1.46% Call
6 SG Americas Securities, LLC 638,000 554,000 0.86% Call
7 JPMORGAN CHASE & CO 5,300 492,000 0.76% Call
8 TLP GROUP LLC 10,600 163,000 0.25% Call
9 Focused Wealth Management, Inc 200 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.