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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 448 holdings with a total value of $294,924,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 TRINA SOLAR ADR REPTG 50 ORD 200 2,000 0.00%
52 FINANCIAL ENGINES INC 101 3,000 0.00%
53 TARGET CORP 46 3,000 0.00%
54 REDWOOD TR INC 200 3,000 0.00%
55 UNITED PARCEL SERVICE INC 26 3,000 0.00%
56 SELECT SECTOR SPDR TR 64 3,000 0.00%
57 SPRINT CORP 402 3,000 0.00%
58 VANGUARD BD INDEX FDS 34 3,000 0.00%
59 CHEMOURS CO 159 3,000 0.00%
60 OLIN CORP 151 3,000 0.00%
61 LUMEN TECHNOLOGIES INC 123 3,000 0.00%
62 NEW YORK CMNTY BANCORP INC 300 4,000 0.00%
63 PRUDENTIAL FINL INC 53 4,000 0.00%
64 LOWES COS INC 50 4,000 0.00%
65 NEWFIELD EXPL CO 100 4,000 0.00%
66 CAESARS ENTERTAINMENT 500 4,000 0.00%
67 WEBSTER FINL CORP CONN 100 4,000 0.00%
68 PDF SOLUTIONS INC COM 250 5,000 0.00%
69 SELECT SECTOR SPDR TR 66 5,000 0.00%
70 SELECT SECTOR SPDR TR 65 5,000 0.00%
71 RAYONIER INC 201 5,000 0.00%
72 GLACIER BANCORP INC NEW COM 186 5,000 0.00%
73 SELECT SECTOR SPDR TR 79 5,000 0.00%
74 CLAYMORE EXCHANGE TRD FD TR 128 5,000 0.00%
75 METLIFE INC 123 5,000 0.00%
76 DUNKIN BRANDS GROUP INC COM 104 5,000 0.00%
77 CURRENCYSHARES EURO TR 45 5,000 0.00%
78 SELECT SECTOR SPDR TR 75 5,000 0.00%
79 BRISTOL MYERS SQUIBB CO 100 5,000 0.00%
80 RYDEX ETF TRUST 52 5,000 0.00%
81 LIGHTBRIDGE CORP 2,696 5,000 0.00%
82 KELLOGG CO 67 5,000 0.00%
83 NOVO-NORDISK A S 120 5,000 0.00%
84 US Ecology Inc 136 6,000 0.00%
85 CDK GLOBAL INC 100 6,000 0.00%
86 AMERICAN INTL GROUP INC 105 6,000 0.00%
87 ABBVIE INC 100 6,000 0.00%
88 ISHARES U.S. UTILITIES ETF 48 6,000 0.00%
89 FIRST TR FTSE EPRA NAREIT 124 6,000 0.00%
90 SELECT SECTOR SPDR TR 296 6,000 0.00%
91 ISHARES TR 205 6,000 0.00%
92 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 248 6,000 0.00%
93 VIACOM INC NEW 162 6,000 0.00%
94 TIFFANY & CO NEW 95 7,000 0.00%
95 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 246 7,000 0.00%
96 WISDOMTREE TR WISDOMTREE EMERGING MKTS CORP BD FD 100 7,000 0.00%
97 UNDER ARMOUR INC 201 7,000 0.00%
98 UNILEVER PLC 150 7,000 0.00%
99 Huntington Bancshares Inc 5 7,000 0.00%
100 FIRST TR EXCHANGE TRADED FD 198 7,000 0.00%
Page 2 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-011986, filed 2016.11.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.