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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 92 Institutional holders with a total value of $413,993,326.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1,149,544 121,288,000 29.30%
2 Psagot Value Holdings Ltd. 391,309 41,287,000 9.97%
3 BANK OF AMERICA CORP /DE/ 358,416 37,816,000 9.13%
4 GOLDMAN SACHS GROUP INC 350,002 36,929,000 8.92%
5 WELLS FARGO & COMPANY/MN 215,547 22,743,000 5.49%
6 MORGAN STANLEY 189,360 19,979,000 4.83%
7 RAYMOND JAMES & ASSOCIATES 134,417 14,185,000 3.43%
8 UBS Group AG 106,924 11,282,000 2.73%
9 Cambridge Investment Research Advisors, Inc. 100,037 10,555,000 2.55%
10 AMERIPRISE FINANCIAL INC 97,732 10,310,000 2.49%
11 ROYAL BANK OF CANADA 90,728 9,572,000 2.31%
12 Destination Wealth Management 73,387 7,743,000 1.87%
13 Bouchey Financial Group Ltd 60,785 6,413,000 1.55%
14 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 47,850 5,049,000 1.22% SH
15 ADVISOR GROUP, INC. 41,615 4,391,000 1.06%
16 Ironsides Asset Advisors, LLC 39,294 4,146,000 1.00%
17 Commonwealth Equity Services, Inc 30,853 3,255,000 0.79%
18 IMA Advisory Services, Inc. 28,560 3,013,000 0.73%
19 HighTower Advisors, LLC 28,214 2,979,000 0.72%
20 LPL Financial LLC 26,014 2,724,000 0.66%
21 Argentus Capital Management, LLC 24,893 2,626,000 0.63%
22 ADVISOR CONSULTANT NETWORK INC 23,643 2,495,000 0.60%
23 Country Club Trust Company, n.a. 23,643 2,495,000 0.60%
24 HOWE & RUSLING INC 20,292 2,141,000 0.52%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,632 2,072,000 0.50%
26 Bank of New York Mellon Corp 19,443 2,051,000 0.50%
27 SG Americas Securities, LLC 17,700 1,868,000 0.45%
28 Hillswick Asset Management, LLC 16,576 1,749,000 0.42%
29 ProVise Management Group, LLC 14,010 1,478,000 0.36%
30 Raymond James Financial Services Advisors, Inc. 13,816 1,458,000 0.35%
31 Friedenthal Financial 13,661 1,441,000 0.35%
32 Hartford Financial Management Inc. 12,555 1,324,000 0.32%
33 Pinnacle Advisory Group, Inc. 9,002 929,000 0.22%
34 Cetera Advisor Networks LLC 8,630 911,000 0.22%
35 JANE STREET GROUP, LLC 7,847 828,000 0.20%
36 Concert Wealth Management Inc. 7,730 816,000 0.20%
37 Tower Research Capital LLC (TRC) 7,518 793,000 0.19%
38 Orion Porfolio Solutions, LLC 6,996 738,000 0.18%
39 Financial Architects, Inc 6,349 670,000 0.16%
40 CYPRESS CAPITAL MANAGEMENT LLC 5,870 619,000 0.15%
41 Ashfield Capital Partners, LLC 5,195 548,000 0.13%
42 Janney Montgomery Scott LLC 4,925 520,000 0.13%
43 CAHILL FINANCIAL ADVISORS INC 4,832 510,000 0.12%
44 VALLEY NATIONAL ADVISERS INC 4,784 505,000 0.12%
45 Brown Advisory Securities, LLC 4,610 486,000 0.12%
46 STIFEL FINANCIAL CORP 4,345 458,000 0.11%
47 OLD NATIONAL BANCORP /IN/ 4,109 434,000 0.10%
48 TOCQUEVILLE ASSET MANAGEMENT L.P. 4,000 422,000 0.10%
49 Homrich & Berg 3,836 405,000 0.10%
50 LifePlan Financial Group, Inc 3,435 362,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.