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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 43 Institutional holders with a total value of $39,210,700.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 213,126 8,056,000 20.55%
2 BANK OF AMERICA CORP /DE/ 156,152 5,902,000 15.05%
3 UBS Group AG 143,780 5,435,000 13.86%
4 LPL Financial LLC 95,430 3,546,000 9.04%
5 WELLS FARGO & COMPANY/MN 66,663 2,520,000 6.43%
6 US BANCORP \DE\ 57,610 2,178,000 5.55%
7 COMERICA BANK 51,299 1,917,000 4.89%
8 Commonwealth Equity Services, Inc 29,988 1,134,000 2.89%
9 Chicago Partners Investment Group LLC 26,361 996,000 2.54%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,907 941,000 2.40%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,329 655,000 1.67%
12 MSI Financial Services Inc 16,817 636,000 1.62%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,400 582,000 1.48% Put
14 Raymond James Financial Services Advisors, Inc. 13,360 505,000 1.29%
15 TOCQUEVILLE ASSET MANAGEMENT L.P. 10,700 404,000 1.03%
16 CORNERSTONE WEALTH MANAGEMENT, LLC 9,928 369,000 0.94%
17 RAYMOND JAMES & ASSOCIATES 9,730 368,000 0.94%
18 AMERIPRISE FINANCIAL INC 9,059 341,000 0.87%
19 INTERACTIVE FINANCIAL ADVISORS, INC. 8,933 338,000 0.86%
20 Confluence Wealth Management LLC 8,576 324,000 0.83%
21 ROYAL BANK OF CANADA 7,218 273,000 0.70%
22 GOLDMAN SACHS GROUP INC 7,018 265,000 0.68%
23 Sigma Planning Corp 6,993 264,000 0.67%
24 FINANCIAL ENHANCEMENT GROUP LLC 5,746 217,000 0.55%
25 Cambridge Investment Research Advisors, Inc. 5,499 208,000 0.53%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,760 180,000 0.46%
27 PNC FINANCIAL SERVICES GROUP, INC. 3,400 129,000 0.33%
28 IFP ADVISORS, INC 3,034 115,000 0.29%
29 WFG Advisors, LP 3,012 114,000 0.29%
30 Winslow, Evans & Crocker, Inc. 1,500 56,700 0.14%
31 Advisory Services Network, LLC 1,417 54,000 0.14%
32 Live Your Vision, LLC 1,180 45,000 0.11%
33 CITIGROUP INC 1,087 41,000 0.10%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 921 35,000 0.09%
35 NEXT Financial Group, Inc 400 15,000 0.04%
36 Bartlett & Co. LLC 300 11,000 0.03%
37 FIFTH THIRD BANCORP 266 10,000 0.03%
38 GENEOS WEALTH MANAGEMENT INC. 228 8,000 0.02%
39 ADVISOR GROUP, INC. 210 8,000 0.02%
40 Tortoise Investment Management, LLC 198 7,000 0.02%
41 Creative Planning 167 6,000 0.02%
42 Crosspoint Capital Strategies, LLC 65 2,000 0.01%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.