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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 448 holdings with a total value of $294,924,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 PRICE T ROWE GROUP INC 2,915 194,000 0.07%
102 ISHARES TR 1,714 193,000 0.07%
103 NUVEEN MASSACHUSETS QLT MUN 12,522 190,000 0.06%
104 J P MORGAN EXCHANGE TRADED F 3,460 185,000 0.06%
105 3M CO 1,031 182,000 0.06%
106 VANGUARD WHITEHALL FDS INC 2,211 180,000 0.06%
107 GILEAD SCIENCES INC 2,260 179,000 0.06%
108 SCHWAB U.S. SMALL-CAP ETF 3,087 178,000 0.06%
109 FACEBOOK INC 1,372 176,000 0.06%
110 RYDEX ETF TRUST 2,034 170,000 0.06%
111 ISHARES TR 870 152,000 0.05%
112 COMCAST CORP NEW 2,255 150,000 0.05%
113 VANGUARD INTL EQUITY INDEX F 2,620 147,000 0.05%
114 ISHARES INC 5,508 141,000 0.05%
115 FIDELITY 5,750 141,000 0.05%
116 ISHARES TR 1,324 140,000 0.05%
117 EVERSOURCE ENERGY 2,348 127,000 0.04%
118 SPDR SERIES TRUST 3,265 120,000 0.04%
119 AMPHENOL CORP NEW 1,816 118,000 0.04%
120 W P CAREY INC 1,780 115,000 0.04%
121 WALGREENS BOOTS ALLIANCE INC 1,420 114,000 0.04%
122 HENRY SCHEIN INC 699 114,000 0.04%
123 INTERNATIONAL FLAVORS&FRAGRA 800 114,000 0.04%
124 VANGUARD INDEX FDS 1,238 113,000 0.04%
125 ROSS STORES INC 1,735 112,000 0.04%
126 MERCK & CO INC 1,778 111,000 0.04%
127 ALTRIA GROUP INC 1,754 111,000 0.04%
128 YUM BRANDS INC 1,200 109,000 0.04%
129 SPDR INDEX SHS FDS 3,400 107,000 0.04%
130 VANGUARD WORLD FD 1,000 107,000 0.04%
131 WISDOMTREE EUROPE 4,325 106,000 0.04%
132 WISDOMTREE TR 1,925 103,000 0.03%
133 GARTNER INC 1,168 103,000 0.03%
134 ISHARES RUSSELL 3000 ETF 800 103,000 0.03%
135 UNITED TECHNOLOGIES CORP 1,004 102,000 0.03%
136 STANLEY BLACK &DECKER INC 822 101,000 0.03%
137 WASHINGTON REAL ESTATE INVT 3,250 101,000 0.03%
138 VERIZON COMMUNICATIONS INC 1,929 100,000 0.03%
139 PRAXAIR INC 829 100,000 0.03%
140 COSTCO WHSL CORP NEW 635 97,000 0.03%
141 SELECT SECTOR SPDR TR 1,980 97,000 0.03%
142 CLAYMORE EXCHANGE TRD FD TR 3,870 96,000 0.03%
143 WISDOMTREE TR 2,000 94,000 0.03%
144 SPDR SER TR 1,111 94,000 0.03%
145 CHEVRON CORP NEW 908 93,000 0.03%
146 KIMBERLY CLARK CORP 724 91,000 0.03%
147 VANGUARD INDEX FDS 743 91,000 0.03%
148 HONEYWELL INTL INC 767 89,000 0.03%
149 SNAP ON INC 586 89,000 0.03%
150 US BANCORP DEL 2,055 88,000 0.03%
Page 3 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-011986, filed 2016.11.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.