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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 448 holdings with a total value of $294,924,000.
#
Name
Shares
Value ($)
%
Options
Notes
401 TAYLOR MORRISON HOME CORP CL A 100 2,000 0.00%
402 FREEPORT-MCMORAN INC 200 2,000 0.00%
403 SPDR INDEX SHS FDS 35 2,000 0.00%
404 VANGUARD SCOTTSDALE FDS 45 2,000 0.00%
405 VANGUARD WHITEHALL FDS 22 2,000 0.00%
406 SOURCE CAP INC 50 2,000 0.00%
407 WISDOMTREE TR 25 2,000 0.00%
408 SCANA 27 2,000 0.00%
409 ROYCE MICRO CAP TR INC 250 2,000 0.00%
410 POLARIS INDS INC 31 2,000 0.00%
411 TRINA SOLAR LIMITED 200 2,000 0.00%
412 CHENIERE ENERGY INC 52 2,000 0.00%
413 OFFICE DEPOT INC 150 1,000 0.00%
414 FLEXSHARES IBOXX 5 Yr DURATION TIPS ETF 31 1,000 0.00%
415 ISHARES 60 1,000 0.00%
416 APACHE CORP 22 1,000 0.00%
417 ANAVEX LIFE SCIENCES CORP 250 1,000 0.00%
418 HEWLETT PACKARD ENTERPRISE C 40 1,000 0.00%
419 DELL TECHNOLOGIES INC 19 1,000 0.00%
420 HALYARD HEALTH INC 33 1,000 0.00%
421 HIGHLAND FDS I 57 1,000 0.00%
422 ISHARES TR 23 1,000 0.00%
423 FORD MTR CO DEL 105 1,000 0.00%
424 THRESHOLD PHARMACEUTICAL INC 1,000 1,000 0.00%
425 HP INC 40 1,000 0.00%
426 AMERICAN AIRLS GROUP INC 30 1,000 0.00%
427 SELECT SECTOR SPDR TR 40 1,000 0.00%
428 YAHOO INC 16 1,000 0.00%
429 ABERDEEN ISRAEL FUND INC COM 45 1,000 0.00%
430 TOPBUILD CORP 38 1,000 0.00%
431 COGENT COMMUNICATIONS HLDGS IN COM NEW 20 1,000 0.00%
432 SELECT SECTOR SPDR TR 25 1,000 0.00%
433 ORGANOVO HLDGS INC 360 1,000 0.00%
434 WPX ENERGY INC 66 1,000 0.00%
435 SCHWAB US DIVIDEND EQUITY ETF 30 1,000 0.00%
436 ISHARES TR 28 1,000 0.00%
437 VOYA GLBL EQTY DIV PREM OP 12 0 0.00%
438 CEMEX SAB DE CV 6 0 0.00%
439 TELLURIAN INC NEW COM 12 0 0.00%
440 SPDR SERIES TRUST 3 0 0.00%
441 STEMCELLS INC COM 100 0 0.00%
442 GABELLI GLOBAL SMALL MID C 30 0 0.00%
443 ARCHER DANIELS M 2 0 0.00%
444 MURPHY USA INC COM 7 0 0.00%
445 EDWARDS LIFESCIENCES CORP 4 0 0.00%
446 SHAKE SHACK INC CL A 10 0 0.00%
447 TIME INC CSH MRG $18.50/SH 1/31/18 6 0 0.00%
448 AMERICAN INTL GROUP INC 2 0 0.00%
Page 9 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-011986, filed 2016.11.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.