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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 499 holdings with a total value of $290,445,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 SELECT SECTOR SPDR TR 1,980 96,000 0.03%
152 SPDR SER TR 1,111 95,000 0.03%
153 STANLEY BLACK &DECKER INC 822 94,000 0.03%
154 INTERNATIONAL FLAVORS&FRAGRA 800 94,000 0.03%
155 WISDOMTREE TR 2,000 93,000 0.03%
156 WISDOMTREE EUROPE 3,575 92,000 0.03%
157 HONEYWELL INTL INC 767 89,000 0.03%
158 CHURCH & DWIGHT 2,006 89,000 0.03%
159 ISHARES TR 690 84,000 0.03%
160 KIMBERLY CLARK CORP 724 83,000 0.03%
161 ISHARES TR 755 82,000 0.03%
162 GENERAL DYNAMICS CORP 475 82,000 0.03%
163 SSGA ACTIVE ETF TR 1,632 79,000 0.03%
164 WALGREENS BOOTS ALLIANCE INC 948 78,000 0.03%
165 ILLINOIS TOOL WKS INC 631 77,000 0.03%
166 ULTRAGENYX PHARMACEUTICAL INC COM 1,095 77,000 0.03%
167 MUELLER INDS INC COM 1,926 77,000 0.03%
168 WYNDHAM WORLDWIDE CORP 1,012 77,000 0.03%
169 PNM RES INC 2,134 73,000 0.03%
170 ISHARES TR 820 73,000 0.03%
171 ANADARKO PETE CORP 1,026 72,000 0.02%
172 SPDR SERIES TRUST 1,865 68,000 0.02%
173 ROLLINS INC 1,991 67,000 0.02%
174 VANGUARD WORLD FDS 500 67,000 0.02%
175 YUM BRANDS INC 1,050 66,000 0.02%
176 NUVEEN NEW JERSEY MUN VALUE 4,000 66,000 0.02%
177 TRAVELERS COMPANIES INC 536 66,000 0.02%
178 SPDR INDEX SHS FDS 2,540 65,000 0.02%
179 EXPEDITORS INTL WASH INC 1,200 64,000 0.02%
180 DU PONT E I DE NEMOURS & CO 860 63,000 0.02%
181 TEXAS INSTRS INC 859 63,000 0.02%
182 LENNAR 1,409 60,000 0.02%
183 TRANSCANADA CORP 1,300 59,000 0.02%
184 CARDINAL HEALTH INC 818 59,000 0.02%
185 CISCO SYS INC 1,931 58,000 0.02%
186 MONDELEZ INTL INC 1,291 57,000 0.02%
187 SCHWAB U.S. BROAD MARKET ETF 1,041 56,000 0.02%
188 REYNOLDS AMERICAN INC 1,000 56,000 0.02%
189 AMERICAN INTL GROUP INC 855 56,000 0.02%
190 JOHNSON CTLS INTL PLC 1,328 55,000 0.02%
191 CLOROX CO DEL 451 54,000 0.02%
192 VANGUARD INDEX FDS 438 53,000 0.02%
193 ISHARES RUSSELL 2000 VALUE ETF 443 53,000 0.02%
194 PHILIP MORRIS INTL INC 570 52,000 0.02%
195 ISHARES TR 358 52,000 0.02%
196 DENTSPLY SIRONA INC 900 52,000 0.02%
197 ISHARES RUSSELL 2000 GROWTH ETF 323 50,000 0.02%
198 VISA INC 640 50,000 0.02%
199 CONOCOPHILLIPS 1,000 50,000 0.02%
200 ALPHABET INC 62 49,000 0.02%
Page 4 of 10

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-17-000986, filed 2017.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.