| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 65,458 | 1,083,000 | 31.28% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 53,810 | 891,000 | 25.74% | ||
| 3 | Pictet North America Advisors SA | 20,000 | 331,000 | 9.56% | ||
| 4 | BANQUE PICTET & CIE SA | 20,000 | 331,000 | 9.56% | ||
| 5 | UBS Group AG | 15,525 | 257,000 | 7.42% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 12,670 | 210,000 | 6.07% | ||
| 7 | MORGAN STANLEY | 5,782 | 96,000 | 2.77% | ||
| 8 | WELLS FARGO & COMPANY/MN | 4,401 | 73,000 | 2.11% | ||
| 9 | ROYAL BANK OF CANADA | 4,040 | 67,000 | 1.94% | ||
| 10 | Tortoise Investment Management, LLC | 4,000 | 66,000 | 1.91% | ||
| 11 | CITIGROUP INC | 2,949 | 49,000 | 1.42% | ||
| 12 | Highlander Capital Management, LLC | 500 | 8,000 | 0.23% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
