Dark
Light
System
Institutional Investment Manager
Northeast Financial Consultants Inc
Northeast Financial Consultants Inc (CIK: 0001599863) incorporated in Connecticut, located at 518-B Riverside Avenue, Westport, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001599863-16-000019) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 Williams Partners Lp 21,318 793 0.33%
2 3M CO 1,520 268 0.11%
3 ALLEGION PUB LTD CO 19,265 1,328 0.56%
4 ALLERGAN PLC 2,606 600 0.25%
5 ALPHABET INC 3,826 3,079 1.30%
6 ALPHABET INC 4,648 3,615 1.53%
7 AMAZON COM INC 4,687 3,923 1.66%
8 AMGEN INC 4,726 788 0.33%
9 ANADARKO PETE CORP 13,012 824 0.35%
10 APACHE CORP 4,783 305 0.13%
11 APOLLO INVT CORP 118,500 689 0.29%
12 APPLE INC 20,186 2,282 0.96%
13 ARES CAPITAL CORP 30,500 473 0.20%
14 ASTERIAS BIOTHERAPEUTICS INC COM SER A 732,265 3,105 1.31%
15 AT&T INC 9,655 391 0.17%
16 AUTODESK INC 6,830 494 0.21%
17 AUTOMATIC DATA PROCESSING IN 9,348 824 0.35%
18 Altria Group Inc. 3,762 238 0.10%
19 BANK AMER CORP 12,332 193 0.08%
20 BERKSHIRE HATHAWAY INC DEL 4 865 0.37%
21 BIOCRYST PHARMACEUTICALS 20,000 88 0.04%
22 BIOGEN INC 2,543 796 0.34%
23 BLACKROCK MUNIHOLDINGS QUALI 15,000 276 0.12%
24 BLACKROCK MUNIYIELD FD INC 39,000 619 0.26%
25 BLACKROCK MUNIYIELD NY QLTY FD 19,000 268 0.11%
26 BLACKSTONE GROUP L P 25,675 655 0.28%
27 BOEING CO 2,800 369 0.16%
28 BRISTOL MYERS SQUIBB CO 8,473 456 0.19%
29 BROADCOM LTD 3,313 572 0.24%
30 BUCKEYE PARTNERS L P 4,300 308 0.13%
31 CERNER CORP 10,400 642 0.27%
32 CERULEAN PHARMA INC 20,000 21 0.01%
33 CHESAPEAKE ENERGY CORP 29,250 183 0.08%
34 CHEVRON CORP NEW 62,074 6,389 2.70%
35 CITRIX SYS INC 3,516 300 0.13%
36 COMCAST CORP NEW 13,498 895 0.38%
37 CONTRAFECT CORP 16,667 2 0.00%
38 CONTRAFECT CORP COM 16,667 41 0.02%
39 CORNING INC 48,063 1,137 0.48%
40 CRANE CO 15,400 970 0.41%
41 CREE INC 13,039 335 0.14%
42 CVS HEALTH CORP 5,800 504 0.21%
43 DEERE & CO 10,242 874 0.37%
44 DISNEY WALT CO 13,755 1,277 0.54%
45 DOLBY LABORATORIES INC 4,369 237 0.10%
46 ECOLAB INC 3,700 450 0.19%
47 ENBRIDGE ENERGY PARTNERS L P 25,100 638 0.27%
48 ENERGY TRANSFER PRTNRS L P 49,550 1,833 0.77%
49 ENTERPRISE PRODS PARTNERS L 139,480 3,848 1.62%
50 EXXON MOBIL CORP 55,502 4,842 2.04%
Page 1 of 4