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BlackRock Funds/Closed-End/USA
BlackRock Funds/Closed-End/USA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 36 Institutional holders with a total value of $30,913,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 447,002 6,311,000 20.42%
2 GUGGENHEIM CAPITAL LLC 400,430 5,654,000 18.29%
3 Fiera Capital Corp 205,861 2,907,000 9.40%
4 Invesco Ltd. 161,980 2,287,000 7.40%
5 ROYAL BANK OF CANADA 126,858 1,791,000 5.79%
6 BANK OF AMERICA CORP /DE/ 124,580 1,760,000 5.69%
7 UBS Group AG 114,985 1,624,000 5.25%
8 WELLS FARGO & COMPANY/MN 84,510 1,193,000 3.86%
9 LPL Financial LLC 70,423 989,000 3.20%
10 DEUTSCHE BANK AG\ 47,179 666,000 2.15%
11 HighTower Advisors, LLC 45,696 644,000 2.08%
12 SIT INVESTMENT ASSOCIATES INC 42,800 604,000 1.95%
13 Neuberger Berman Group LLC 32,602 460,000 1.49%
14 Cambridge Investment Research Advisors, Inc. 27,354 386,000 1.25%
15 MSI Financial Services Inc 27,228 384,000 1.24%
16 Raymond James Financial Services Advisors, Inc. 26,381 373,000 1.21%
17 Horizon Kinetics LLC 21,306 301,000 0.97%
18 Northeast Financial Consultants Inc 19,000 268,000 0.87%
19 SHUFRO ROSE & CO LLC 18,000 254,000 0.82% PRN
20 Private Advisor Group, LLC 17,698 249,000 0.81%
21 TIAA CREF TRUST CO FSB/MO 16,121 228,000 0.74%
22 DOLIVER ADVISORS, LP 15,738 222,000 0.72%
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15,273 216,000 0.70%
24 Advisory Services Network, LLC 13,200 186,000 0.60%
25 King Wealth Management Group 12,414 175,000 0.57%
26 CREDIT SUISSE AG/ 12,200 172,000 0.56%
27 USCA RIA LLC 11,818 167,000 0.54%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,876 112,000 0.36%
29 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 5,345 75,000 0.24%
30 WOLVERINE ASSET MANAGEMENT LLC 4,814 67,000 0.22%
31 Creative Planning 4,512 64,000 0.21%
32 THOMPSON SIEGEL & WALMSLEY LLC 2,875 41,000 0.13%
33 People's United Financial, Inc. 2,713 38,000 0.12%
34 CITIGROUP INC 1,715 24,000 0.08%
35 M&R CAPITAL MANAGEMENT INC 1,200 16,000 0.05%
36 NEXT Financial Group, Inc 325 5,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.