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CERULEAN PHARMA INC
CERULEAN PHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 31 Institutional holders with a total value of $8,067,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Polaris Venture Management Co. V, L.L.C. 3,287,529 3,442,000 42.67%
2 Polaris Venture Management Co IV LLC 1,437,441 1,505,000 18.66%
3 Granahan Investment Management, LLC 721,145 755,000 9.36%
4 Rock Springs Capital Management LP 625,000 654,000 8.11%
5 VANGUARD GROUP INC 556,488 568,000 7.04%
6 JACOBS LEVY EQUITY MANAGEMENT, INC 235,820 247,000 3.06%
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 202,623 207,000 2.57%
8 Deer VII & Co. Ltd. 166,675 175,000 2.17%
9 BLACKROCK ADVISORS LLC 98,900 104,000 1.29%
10 GEODE CAPITAL MANAGEMENT, LLC 88,553 90,000 1.12%
11 RENAISSANCE TECHNOLOGIES LLC 56,600 59,000 0.73%
12 Virtu KCG Holdings LLC 46,531 49,000 0.61%
13 BlackRock Fund Advisors 42,773 45,000 0.56%
14 OXFORD ASSET MANAGEMENT LLP 30,579 31,000 0.38%
15 BROWN ADVISORY INC 30,000 31,000 0.38%
16 Northeast Financial Consultants Inc 20,000 21,000 0.26%
17 WEDBUSH SECURITIES INC 16,000 17,000 0.21%
18 Commonwealth Equity Services, Inc 15,713 16,000 0.20%
19 Bank of New York Mellon Corp 11,829 13,000 0.16%
20 NORTHERN TRUST CORP 12,523 13,000 0.16%
21 UBS Group AG 4,989 5,000 0.06%
22 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,410 4,000 0.05%
23 BlackRock Investment Management, LLC 3,013 3,000 0.04%
24 MORGAN STANLEY 3,001 3,000 0.04%
25 ROYAL BANK OF CANADA 3,300 3,000 0.04%
26 BANK OF AMERICA CORP /DE/ 2,400 3,000 0.04%
27 Tower Research Capital LLC (TRC) 2,287 2,000 0.02%
28 SIMPLEX TRADING, LLC 1,643 1,000 0.01%
29 Walleye Trading LLC 1,300 1,000 0.01%
30 REILLY FINANCIAL ADVISORS, LLC 200 0 0.00%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 193 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.