Dark
Light
System
Institutional Investment Manager
Moors & Cabot, Inc.
Moors & Cabot, Inc. (CIK: 0001607239) incorporated in Massachusetts, located at One Federal St., Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004875) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
401 SYMANTEC CORP 27,360 691 0.12%
402 TRANSCANADA CORP 27,537 1,320 0.22%
403 FREQUENCY ELECTRS INC 27,540 292 0.05%
404 ANNALY CAP MGMT INC 27,752 296 0.05%
405 JETBLUE AIRWAYS CORP 27,900 480 0.08%
406 NATIONAL OILWELL VARCO INC 28,122 1,034 0.17%
407 PULTE GROUP INC 28,314 566 0.09%
408 GOLUB CAP BDC INC 28,427 531 0.09%
409 ADVISORSHARES TR 28,800 277 0.05%
410 iShares Mortgage Real Estate C 28,858 301 0.05%
411 ENERGY RECOVERY INC 29,000 464 0.08%
412 VALE S A 29,100 163 0.03%
413 STARBUCKS CORP 29,476 1,598 0.27%
414 MDU RES GROUP INC 29,821 761 0.13%
415 ORASURE TECHNOLOGIES INC 30,000 239 0.04%
416 FIRST MAJESTIC SILVER CORP 30,000 309 0.05%
417 STAG INDL INC 30,271 747 0.12%
418 ISHARES TR 30,422 1,208 0.20%
419 ACME UTD CORP 30,478 635 0.11%
420 ALTRIA GROUP INC 30,767 1,949 0.33%
421 SUNCOR ENERGY INC NEW 30,954 867 0.14%
422 HONEYWELL INTL INC 31,114 3,627 0.61%
423 GRAHAM CORP 31,519 607 0.10%
424 ABBVIE INC 31,545 1,997 0.33%
425 AMETEK INC NEW 31,891 1,528 0.26%
426 SPDR GOLD TR 32,316 4,070 0.68%
427 KKR & CO LP COMMON UNITS 32,820 467 0.08%
428 HILTON WORLDWIDE 33,021 758 0.13%
429 KEYCORP 33,434 409 0.07%
430 GOLDCORP INC NEW 33,495 552 0.09%
431 ISHARES TR 34,303 1,559 0.26%
432 LADENBURG THALMAN FIN SVCS I 34,500 75 0.01%
433 FIRST TR MORNINGSTAR DIV LEA 34,568 943 0.16%
434 HALLIBURTON CO 34,804 1,543 0.26%
435 SOUTHERN CO 35,046 1,796 0.30%
436 MARATHON OIL CORP 35,736 566 0.09%
437 SPDR SERIES TRUST 36,094 1,388 0.23%
438 UNITED STATES STL CORP NEW 36,184 682 0.11%
439 KRAFT HEINZ CO 36,406 3,261 0.55%
440 NOVARTIS A G 37,170 2,937 0.49%
441 NEW GOLD INC CDA 38,200 166 0.03%
442 TOTAL S A 38,449 1,845 0.31%
443 PLAINS ALL AMERN PIPELINE L 38,791 1,217 0.20%
444 ARROWHEAD PHARMACEUTICALS IN 40,270 292 0.05%
445 POTASH CORP SASK INC 41,817 682 0.11%
446 BARRETT BUSINESS SERVICES IN COM 42,240 2,099 0.35%
447 TJX COS INC NEW 42,275 3,159 0.53%
448 BUCKEYE PARTNERS L P 42,305 3,031 0.51%
449 SCHLUMBERGER LTD 42,310 3,345 0.56%
450 LSB INDS INC COM 42,600 366 0.06%
Page 9 of 11