| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,214,124 | 21,300,000 | 34.61% | ||
| 2 | UBS Group AG | 953,037 | 9,168,000 | 14.90% | ||
| 3 | HighTower Advisors, LLC | 852,179 | 8,204,000 | 13.33% | ||
| 4 | WELLS FARGO & COMPANY/MN | 772,784 | 7,434,000 | 12.08% | ||
| 5 | ROYAL BANK OF CANADA | 311,290 | 2,994,000 | 4.87% | ||
| 6 | Janney Montgomery Scott LLC | 255,758 | 2,460,000 | 4.00% | ||
| 7 | Commonwealth Equity Services, Inc | 192,087 | 1,848,000 | 3.00% | ||
| 8 | STIFEL FINANCIAL CORP | 97,810 | 961,000 | 1.56% | ||
| 9 | JPMORGAN CHASE & CO | 96,446 | 928,000 | 1.51% | ||
| 10 | NATIONAL PLANNING CORP | 90,353 | 899,000 | 1.46% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 77,303 | 744,000 | 1.21% | ||
| 12 | MSI Financial Services Inc | 75,608 | 727,000 | 1.18% | ||
| 13 | LPL Financial LLC | 56,674 | 548,000 | 0.89% | ||
| 14 | WEDBUSH SECURITIES INC | 35,828 | 345,000 | 0.56% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 32,000 | 308,000 | 0.50% | ||
| 16 | Advisory Services Network, LLC | 31,827 | 306,000 | 0.50% | ||
| 17 | V WEALTH MANAGEMENT,LLC | 30,870 | 295,000 | 0.48% | ||
| 18 | Moors & Cabot, Inc. | 28,800 | 277,000 | 0.45% | ||
| 19 | WOLVERINE TRADING LP /BD | 24,500 | 240,000 | 0.39% | Call | |
| 20 | Virtu KCG Holdings LLC | 18,812 | 181,000 | 0.29% | ||
| 21 | STEPHENS INC /AR/ | 18,000 | 173,000 | 0.28% | ||
| 22 | ADVISOR GROUP, INC. | 17,530 | 169,000 | 0.27% | ||
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 16,966 | 163,000 | 0.26% | ||
| 24 | WOODMONT INVESTMENT COUNSEL LLC | 16,850 | 162,000 | 0.26% | ||
| 25 | Sigma Planning Corp | 16,119 | 155,000 | 0.25% | ||
| 26 | BANK OF MONTREAL /CAN/ | 13,200 | 127,000 | 0.21% | ||
| 27 | WOLVERINE TRADING LP /BD | 10,300 | 101,000 | 0.16% | Put | |
| 28 | TWO SIGMA SECURITIES, LLC | 10,446 | 100,000 | 0.16% | ||
| 29 | IFP ADVISORS, INC | 9,875 | 95,000 | 0.15% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,906 | 38,000 | 0.06% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 3,656 | 35,000 | 0.06% | ||
| 32 | Orion Porfolio Solutions, LLC | 1,887 | 18,000 | 0.03% | ||
| 33 | Tradewinds Capital Management, LLC | 1,200 | 12,000 | 0.02% | ||
| 34 | ENVESTNET ASSET MANAGEMENT INC | 1,275 | 12,000 | 0.02% | ||
| 35 | WFG Advisors, LP | 533 | 5,000 | 0.01% | ||
| 36 | Creative Planning | 385 | 4,000 | 0.01% | ||
| 37 | CUTLER GROUP LLC / CA | 2,400 | 1,000 | 0.00% | Put | |
| 38 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 39 | Tower Research Capital LLC (TRC) | 1 | 0 | 0.00% | ||
| 40 | CUTLER GROUP LLC / CA | 8,400 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
