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Institutional Investment Manager
MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC (CIK: 0001607355), located at 703 Hebron Ave., Glastonbury, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 366 holdings with a total value of $134,740,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 SPLUNK INC 50 3,000 0.00%
52 YAMANA GOLD INC 1,000 3,000 0.00%
53 RETAIL OPPORTUNITY INVTS COR 150 3,000 0.00%
54 BORGWARNER INC 65 3,000 0.00%
55 PATTERSON COS INC 100 4,000 0.00%
56 ORBCOMM INCORPORATED 500 4,000 0.00%
57 OMNICOM GROUP INC 50 4,000 0.00%
58 GALLAGHER ARTHUR J & CO 74 4,000 0.00%
59 PRICE T ROWE GROUP INC 48 4,000 0.00%
60 SPDR GOLD TR 35 4,000 0.00%
61 BB&T CORP 93 4,000 0.00%
62 BECTON DICKINSON & CO 27 4,000 0.00%
63 PARKER HANNIFIN CORP 31 4,000 0.00%
64 ZOETIS INC 71 4,000 0.00%
65 WESTERN REFNG INC 100 4,000 0.00%
66 JOHNSON CTLS INTL PLC 95 4,000 0.00%
67 BCE INC 118 5,000 0.00%
68 ILLINOIS TOOL WKS INC 39 5,000 0.00%
69 KINDER MORGAN INC DEL 219 5,000 0.00%
70 SANCHEZ ENERGY CORP COM 500 5,000 0.00%
71 ARISTA NETWORKS INC 50 5,000 0.00%
72 LEGGETT &PLATT INC 95 5,000 0.00%
73 GENERAL MTRS CO 278 5,000 0.00%
74 CREE INC 200 5,000 0.00%
75 SPDR DOW JONES REIT ETF 62 6,000 0.00%
76 ELECTRONIC ARTS INC 80 6,000 0.00%
77 CLEAN ENERGY FUELS CORPORATION COM 2,000 6,000 0.00%
78 CELESTICA INC 500 6,000 0.00%
79 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 148 7,000 0.01%
80 FRONTIER COMMUNICATIONS CORP 2,000 7,000 0.01%
81 TE CONNECTIVITY LTD 100 7,000 0.01%
82 INSTEEL IND 200 7,000 0.01%
83 WELLTOWER INC 100 7,000 0.01%
84 PRICELINE GRP INC 5 7,000 0.01%
85 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 277 7,000 0.01%
86 DOLLAR GEN CORP NEW 100 7,000 0.01%
87 CHEMOURS CO 323 7,000 0.01%
88 PHILIP MORRIS INTL INC 91 8,000 0.01%
89 LIBERTY PROP 200 8,000 0.01%
90 GW PHARMACEUTICALS PLC 70 8,000 0.01%
91 FIRST TR EXCHANGE TRADED FD 100 8,000 0.01%
92 PAN AMERN SILVER CORP 500 8,000 0.01%
93 SHIRE PLC 53 9,000 0.01%
94 CAESARSTONE LTD 300 9,000 0.01%
95 NORTHWEST BANCSHARES INC MD COM 500 9,000 0.01%
96 PIMCO INCOME STRATEGY FUND II COM 975 9,000 0.01%
97 SILVER WHEATON CORP 500 10,000 0.01%
98 CALAMOS STRATEGIC TOTL RETN 1,000 10,000 0.01%
99 GOLDMAN SACHS GROUP INC 40 10,000 0.01%
100 AIR PRODS & CHEMS INC 75 11,000 0.01%
Page 2 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-17-000784, filed 2017.02.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.