Dark
Light
System
Security
PIMCO INCOME STRATEGY FUND II COM
PIMCO INCOME STRATEGY FUND II COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 75 Institutional holders with a total value of $101,598,579.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 1,782,192 16,913,000 16.65%
2 BESSEMER GROUP INC 1,127,836 10,703,000 10.53%
3 SIT INVESTMENT ASSOCIATES INC 982,038 9,320,000 9.17%
4 GUGGENHEIM CAPITAL LLC 801,723 7,609,000 7.49%
5 Horizon Kinetics LLC 650,901 6,177,000 6.08%
6 Invesco Ltd. 621,051 5,894,000 5.80%
7 Laurion Capital Management LP 615,397 5,840,000 5.75%
8 PRUDENTIAL PLC 400,000 3,796,000 3.74%
9 GRAYBILL WEALTH MANAGEMENT, LTD. 270,295 2,565,000 2.52%
10 MORGAN STANLEY 263,552 2,501,000 2.46%
11 Shaker Financial Services, LLC 247,660 2,350,000 2.31%
12 PINNACLE ASSOCIATES LTD 212,540 2,017,000 1.99%
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 192,387 1,826,000 1.80%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 190,860 1,811,000 1.78%
15 LPL Financial LLC 161,327 1,537,000 1.51%
16 UBS Group AG 139,315 1,322,000 1.30%
17 B. Riley Wealth Advisors, Inc. 130,740 1,241,000 1.22%
18 COTTAGE STREET ADVISORS LLC 122,930 1,167,000 1.15%
19 BANK OF AMERICA CORP /DE/ 111,466 1,058,000 1.04%
20 Addison Capital Co 106,402 1,010,000 0.99%
21 Janney Montgomery Scott LLC 91,391 867,000 0.85%
22 WELLS FARGO & COMPANY/MN 86,525 820,000 0.81%
23 RAYMOND JAMES & ASSOCIATES 84,083 798,000 0.79%
24 CONNING INC. 80,666 766,000 0.75%
25 Commonwealth Equity Services, Inc 77,122 732,000 0.72%
26 SONORA INVESTMENT MANAGEMENT, LLC 71,610 679,579 0.67%
27 ROYAL BANK OF CANADA 61,435 583,000 0.57%
28 CIBC Private Wealth Group LLC 58,635 556,000 0.55%
29 SUNTRUST BANKS INC 56,852 539,000 0.53%
30 WEDBUSH SECURITIES INC 51,788 491,000 0.48%
31 CSS LLC/IL 51,152 485,000 0.48%
32 DOLIVER ADVISORS, LP 50,336 478,000 0.47%
33 TELEMUS CAPITAL, LLC 50,000 475,000 0.47%
34 ENVESTNET ASSET MANAGEMENT INC 42,616 404,000 0.40%
35 INFRASTRUCTURE CAPITAL ADVISORS, LLC 41,800 397,000 0.39%
36 PNC FINANCIAL SERVICES GROUP, INC. 41,476 394,000 0.39%
37 SHUFRO ROSE & CO LLC 40,000 380,000 0.37%
38 Creative Planning 37,753 358,000 0.35%
39 SHEAFF BROCK INVESTMENT ADVISORS, LLC 34,121 324,000 0.32%
40 Atria Investments, Inc 31,814 302,000 0.30%
41 Kovack Advisors, Inc. 28,454 270,000 0.27%
42 IFP ADVISORS, INC 26,961 256,000 0.25%
43 Private Advisor Group, LLC 25,100 239,000 0.24%
44 Squarepoint Ops LLC 23,498 223,000 0.22%
45 AMERIPRISE FINANCIAL INC 23,246 221,000 0.22%
46 MERIDIAN INVESTMENT COUNSEL INC. 20,900 198,000 0.19%
47 MSI Financial Services Inc 20,773 197,000 0.19%
48 ADVISOR GROUP, INC. 19,595 185,000 0.18%
49 NATIONAL PLANNING CORP 18,049 178,000 0.18%
50 Greenwich Wealth Management LLC 17,750 168,000 0.17%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.